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TRI-Continental Corp
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Overview Fund Activity

108 hedge funds and large institutions have $176M invested in TRI-Continental Corp in 2020 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 31 increasing their positions, 33 reducing their positions, and 8 closing their positions.

Holders
108
Holders Change
+8
Holders Change %
+8%
% of All Funds
1.92%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
18
Increased
31
Reduced
33
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BFS
1
Bard Financial Services
Connecticut
$15.7M
2
Wells Fargo
2
Wells Fargo
California
$13.3M
3
Stifel Financial
3
Stifel Financial
Missouri
$4.86M
4
FF
4
FourThought Financial
Florida
$1.07M
5
AWG
5
Altus Wealth Group
Colorado
$607K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$957K
2
KIM
2
Karpus Investment Management
New York
$0
3
MC
3
Matisse Capital
Oregon
$0
4
UBS Group
4
UBS Group
Switzerland
$4.44M
5
RJA
5
Raymond James & Associates
Florida
$7.03M
Name Market Value Shares Shares
Change 		Shares
Change %
BFS
1
Bard Financial Services
Connecticut
$15.7M 533,336 +533,336 New
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$14.3M 484,470 -5,204 -1%
RVPG
3
Relative Value Partners Group
$13.4M 454,223 -11,098 -2%
Wells Fargo
4
Wells Fargo
California
$13.3M 451,052 +209,130 +86%
Lazard Asset Management
5
Lazard Asset Management
New York
$12.8M 433,075 – –
RJFSA
6
Raymond James Financial Services Advisors
Florida
$11.3M 383,767 -20,799 -5%
DBT
7
Dubuque Bank & Trust
Iowa
$9.27M 314,398 -10,993 -3%
Morgan Stanley
8
Morgan Stanley
New York
$9.1M 308,936 -2,494 -0.8%
RJA
9
Raymond James & Associates
Florida
$7.03M 238,655 -23,518 -9%
Bank of America
10
Bank of America
North Carolina
$6.3M 213,769 +10,966 +5%
PPA
11
Parametric Portfolio Associates
Washington
$5.46M 185,103 -5,574 -3%
Stifel Financial
12
Stifel Financial
Missouri
$4.86M 164,778 +38,872 +31%
UCI
13
Uncommon Cents Investing
Wisconsin
$4.73M 160,551 +14,505 +10%
UBS Group
14
UBS Group
Switzerland
$4.44M 150,786 -23,556 -14%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
$3.5M 118,469 – –
Brown Advisory
16
Brown Advisory
Maryland
$2.54M 86,114 – –
First Trust Advisors
17
First Trust Advisors
Illinois
$2.22M 75,249 -2,664 -3%
Thrivent Financial for Lutherans
18
Thrivent Financial for Lutherans
Minnesota
$2.18M 73,822 +1,390 +2%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.91M 64,773 -7,070 -10%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.57M 53,138 +19,127 +56%
RCM
21
RB Capital Management
Nevada
$1.55M 52,524 -1,071 -2%
CA
22
Cornerstone Advisory
Maryland
$1.44M 48,688 +7,069 +17%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.35M 45,974 +3,018 +7%
DADC
24
D.A. Davidson & Co
Montana
$1.29M 43,594 +1,509 +4%
SC
25
Stolper & Co
Oklahoma
$1.13M 38,359 – –
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