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TRI-Continental Corp

113 hedge funds and large institutions have $230M invested in TRI-Continental Corp in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 46 increasing their positions, 18 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 18

1% more capital invested

Capital invested by funds: $227M → $230M (+$2.89M)

0.44% more ownership

Funds ownership: 12.82%13.25% (+0.44%)

5% less funds holding

Funds holding: 119113 (-6)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

45% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 11

Holders
113
Holders Change
-6
Holders Change %
-5.04%
% of All Funds
1.98%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
6
Increased
46
Reduced
18
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$18.9M +$308K +8,997 +2%
BFS
2
Bard Financial Services
Connecticut
$18.2M +$544K +15,887 +3%
Wells Fargo
3
Wells Fargo
California
$15.5M +$789K +23,055 +5%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$15.1M -$50K -1,461 -0.3%
Lazard Asset Management
5
Lazard Asset Management
New York
$14.5M
RVPG
6
Relative Value Partners Group
$13.3M +$2.19K +64 +0%
Morgan Stanley
7
Morgan Stanley
New York
$11.6M +$76.6K +2,236 +0.6%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$9.38M -$351K -10,242 -4%
DBT
9
Dubuque Bank & Trust
Iowa
$9.35M -$474K -13,853 -5%
CA
10
Cornerstone Advisors
North Carolina
$8.6M +$1.64M +48,040 +23%
RJA
11
Raymond James & Associates
Florida
$7.66M -$147K -4,291 -2%
SFS
12
Shaker Financial Services
Virginia
$7.57M +$150K +4,387 +2%
Bank of America
13
Bank of America
North Carolina
$6.24M +$32K +936 +0.5%
Stifel Financial
14
Stifel Financial
Missouri
$5.56M -$43.1K -1,260 -0.8%
UCI
15
Uncommon Cents Investing
Wisconsin
$5.4M +$11.8K +345 +0.2%
UBS Group
16
UBS Group
Switzerland
$4.88M -$144K -4,193 -3%
1832 Asset Management
17
1832 Asset Management
Ontario, Canada
$4.01M
WAM
18
Wolverine Asset Management
Illinois
$3.88M +$2.27M +66,369 +133%
CFA
19
Capstone Financial Advisors
Illinois
$2.52M
First Trust Advisors
20
First Trust Advisors
Illinois
$2.49M +$46.7K +1,364 +2%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$2.25M +$94.4K +2,757 +4%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$1.94M +$65.8K +1,921 +3%
DADC
23
D.A. Davidson & Co
Montana
$1.92M +$239K +6,995 +14%
RCM
24
RB Capital Management
Nevada
$1.82M +$31.8K +930 +2%
CA
25
Cornerstone Advisory
Maryland
$1.67M -$11.6K -338 -0.7%