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TRI-Continental Corp

66 hedge funds and large institutions have $251M invested in TRI-Continental Corp in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 26 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 11

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

5% more capital invested

Capital invested by funds: $238M → $251M (+$12.9M)

3% more funds holding

Funds holding: 6466 (+2)

0.06% more ownership

Funds ownership: 19.03%19.08% (+0.06%)

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

Holders
66
Holders Change
+2
Holders Change %
+3.13%
% of All Funds
1.9%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.2%
New
6
Increased
26
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVP
1
Relative Value Partners
Illinois
$38.7M +$708K +34,620 +2%
KIM
2
Karpus Investment Management
New York
$35.5M +$2.12M +103,895 +7%
Lazard Asset Management
3
Lazard Asset Management
New York
$29.2M -$7.16M -350,362 -20%
GFM
4
Gramercy Funds Management
Connecticut
$28.3M
RCM
5
Rivernorth Capital Management
Florida
$22.5M
1CP
6
1607 Capital Partners
Virginia
$14.4M -$313K -15,300 -2%
RJA
7
Raymond James & Associates
Florida
$8.92M +$414K +20,273 +5%
BI
8
Bulldog Investors
New Jersey
$8.24M
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$8.16M +$579K +28,329 +8%
Morgan Stanley
10
Morgan Stanley
New York
$5.52M +$51.3K +2,510 +1%
COLIM
11
City of London Investment Management
United Kingdom
$4.69M
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$4.63M +$69.3K +3,390 +2%
SFS
13
Shaker Financial Services
Virginia
$4.44M +$323K +15,810 +8%
WAM
14
Wolverine Asset Management
Illinois
$2.94M +$922K +45,094 +47%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
$2.52M +$1.02M +50,000 +71%
Bank of America
16
Bank of America
North Carolina
$2.33M +$14.8K +725 +0.7%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$2.26M
DA
18
Doliver Advisors
Texas
$2.24M -$419K -20,483 -16%
AA
19
Ancora Advisors
Ohio
$1.99M
SG Americas Securities
20
SG Americas Securities
New York
$1.88M
CA
21
Cornerstone Advisors
North Carolina
$1.82M +$317K +15,500 +22%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$1.33M -$5.11K -250 -0.4%
TC
23
TFS Capital
Pennsylvania
$1.3M +$976K +47,749 +336%
Goldman Sachs
24
Goldman Sachs
New York
$1.1M -$1.06M -51,649 -50%
ZIG
25
Zuckerman Investment Group
Illinois
$1.08M +$1.05M +51,525 New