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TRI-Continental Corp
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Overview Fund Activity

66 hedge funds and large institutions have $251M invested in TRI-Continental Corp in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 26 increasing their positions, 11 reducing their positions, and 4 closing their positions.

Holders
66
Holders Change
+2
Holders Change %
+3.13%
% of All Funds
1.9%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.2%
New
6
Increased
26
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$35.5M
2
ZIG
2
Zuckerman Investment Group
Illinois
$1.08M
3
1832 Asset Management
3
1832 Asset Management
Ontario, Canada
$2.52M
4
TC
4
TFS Capital
Pennsylvania
$1.3M
5
WAM
5
Wolverine Asset Management
Illinois
$2.95M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$29.2M
2
Goldman Sachs
2
Goldman Sachs
New York
$1.1M
3
HSBC Holdings
3
HSBC Holdings
United Kingdom
$1.07M
4
DA
4
Doliver Advisors
Texas
$2.24M
5
1CP
5
1607 Capital Partners
Virginia
$14.4M
Name Market Value Shares Shares
Change 		Shares
Change %
RVP
1
Relative Value Partners
Illinois
$38.7M 1,843,852 +34,620 +2%
KIM
2
Karpus Investment Management
New York
$35.5M 1,692,285 +103,895 +7%
Lazard Asset Management
3
Lazard Asset Management
New York
$29.2M 1,389,914 -350,362 -20%
GFM
4
Gramercy Funds Management
Connecticut
$28.3M 1,348,408 – –
RCM
5
Rivernorth Capital Management
Florida
$22.5M 1,070,982 – –
1CP
6
1607 Capital Partners
Virginia
$14.4M 686,514 -15,300 -2%
RJA
7
Raymond James & Associates
Florida
$8.92M 425,127 +20,273 +5%
BI
8
Bulldog Investors
New Jersey
$8.24M 392,619 – –
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$8.16M 388,747 +28,329 +8%
Morgan Stanley
10
Morgan Stanley
New York
$5.52M 262,965 +2,510 +1%
COLIM
11
City of London Investment Management
United Kingdom
$4.69M 223,484 – –
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$4.63M 220,626 +3,390 +2%
SFS
13
Shaker Financial Services
Virginia
$4.44M 211,582 +15,810 +8%
WAM
14
Wolverine Asset Management
Illinois
$2.95M 140,377 +45,094 +47%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
$2.52M 120,000 +50,000 +71%
Bank of America
16
Bank of America
North Carolina
$2.33M 111,218 +725 +0.7%
Geode Capital Management
17
Geode Capital Management
Massachusetts
– – – –
DA
18
Doliver Advisors
Texas
$2.24M 106,813 -20,483 -16%
AA
19
Ancora Advisors
Ohio
$1.99M 95,000 – –
SG Americas Securities
20
SG Americas Securities
New York
$1.88M 89,576 – –
CA
21
Cornerstone Advisors
North Carolina
$1.82M 86,866 +15,500 +22%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$1.33M 63,220 -250 -0.4%
TC
23
TFS Capital
Pennsylvania
$1.3M 61,965 +47,749 +336%
Goldman Sachs
24
Goldman Sachs
New York
$1.1M 52,273 -51,649 -50%
ZIG
25
Zuckerman Investment Group
Illinois
$1.08M 51,525 +51,525 New
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