HSBC Holdings’s TRI-Continental Corp TY Stock Holding History

HSBC Holdings’s Portfolio TY Stock Details TY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-40,950	Closed	-$820K	–	2242
2015 Q4	$820K	Hold	40,950	–	–	﹤0.01%	1520
2015 Q3	$799K	Hold	40,950	–	–	﹤0.01%	1271
2015 Q2	$868K	Hold	40,950	–	–	﹤0.01%	1282
2015 Q1	$888K	Hold	40,950	–	–	﹤0.01%	1388
2014 Q4	$877K	Sell	40,950 -10,000	-20%	-$211K	﹤0.01%	1362
2014 Q3	$1.06M	Hold	50,950	–	–	﹤0.01%	1315
2014 Q2	$1.07M	Sell	50,950 -45,000	-47%	-$920K	﹤0.01%	1285
2014 Q1	$1.93M	Hold	95,950	–	–	﹤0.01%	1078
2013 Q4	$1.92M	Sell	95,950 -23,000	-19%	-$441K	0.01%	1135
2013 Q3	$2.18M	Sell	118,950 -3,000	-2%	-$55.4K	0.01%	1071
2013 Q2	$2.18M	Buy	+121,950	New	+$2.2M	0.01%	902

Other funds holding TY

KIM

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

GFM

Gramercy Funds Management Greenwich, Connecticut $3.37M AUM 56.77% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $455M AUM 2.3% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

HSBC Holdings's TY Position: Q1 2016 in Review

HSBC Holdings sold out of TRI-Continental Corp (TY) in Q1 2016, closing a stake of 40,950 shares — an estimated $820K sold.

HSBC Holdings first reported a position in TY in Q2 2013 and held it in 11 quarters. The position peaked at $2.18M in Q2 2013. 70 funds tracked by Wall St. Rank hold TY as of Q1 2016.

HSBC Holdings reported no remaining TRI-Continental Corp position as of Q1 2016 after selling out during the quarter.
HSBC Holdings sold 40,950 TRI-Continental Corp shares in Q1 2016, an estimated $820K.
HSBC Holdings first reported a position in TRI-Continental Corp in Q2 2013 and held it in 11 quarters.
HSBC Holdings's TRI-Continental Corp position peaked at $2.18M in Q2 2013.
70 funds tracked by Wall St. Rank held TRI-Continental Corp as of Q1 2016.

Based on HSBC Holdings's 13F filing for Q1 2016, filed 13 May 2016.