HSBC Holdings

HSBC Holdings’s TRI-Continental Corp TY Stock Holding History

HSBC Holdings’s Portfolio TY Stock Details TY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-40,950	Closed	-$820K	–	2242
2015 Q4	$820K	Hold	40,950	–	–	﹤0.01%	1520
2015 Q3	$799K	Hold	40,950	–	–	﹤0.01%	1271
2015 Q2	$868K	Hold	40,950	–	–	﹤0.01%	1282
2015 Q1	$888K	Hold	40,950	–	–	﹤0.01%	1388
2014 Q4	$877K	Sell	40,950 -10,000	-20%	-$211K	﹤0.01%	1362
2014 Q3	$1.06M	Hold	50,950	–	–	﹤0.01%	1315
2014 Q2	$1.07M	Sell	50,950 -45,000	-47%	-$920K	﹤0.01%	1285
2014 Q1	$1.93M	Hold	95,950	–	–	0.01%	1078
2013 Q4	$1.92M	Sell	95,950 -23,000	-19%	-$441K	0.01%	1135
2013 Q3	$2.18M	Sell	118,950 -3,000	-2%	-$55.4K	0.01%	1071
2013 Q2	$2.18M	Buy	+121,950	New	+$2.2M	0.01%	902

Other funds holding TY

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Lazard Asset Management

Lazard Asset Management New York $60.7B AUM 22.47% 1-Year Est. Return

Gramercy Funds Management Greenwich, Connecticut $4.66M AUM 35.69% 1-Year Est. Return

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return