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TRI-Continental Corp

71 hedge funds and large institutions have $229M invested in TRI-Continental Corp in 2015 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 20 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

18% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 17

8% more funds holding

Funds holding: 6671 (+5)

0% more funds holding in top 10

Funds holding in top 10: 66 (0)

0.64% less ownership

Funds ownership: 19.51%18.87% (-0.64%)

10% less capital invested

Capital invested by funds: $255M → $229M (-$26.5M)

Holders
71
Holders Change
+5
Holders Change %
+7.58%
% of All Funds
1.98%
Holding in Top 10
6
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.17%
New
13
Increased
20
Reduced
17
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$38.3M +$3.4M +165,313 +9%
RVPG
2
Relative Value Partners Group
$36.9M -$43.3K -2,102 -0.1%
Lazard Asset Management
3
Lazard Asset Management
New York
$25.9M -$533K -25,900 -2%
GFM
4
Gramercy Funds Management
Connecticut
$22.9M -$676K -32,825 -3%
RCM
5
Rivernorth Capital Management
Florida
$22M +$74.1K +3,596 +0.3%
1CP
6
1607 Capital Partners
Virginia
$12M -$100K -4,856 -0.8%
RJA
7
Raymond James & Associates
Florida
$8.93M -$161K -7,825 -2%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$8.76M +$906K +43,997 +11%
BI
9
Bulldog Investors
New Jersey
$7.66M
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$4.98M +$762K +36,995 +17%
Morgan Stanley
11
Morgan Stanley
New York
$4.36M -$1.31M -63,639 -22%
SFS
12
Shaker Financial Services
Virginia
$3.34M +$494K +23,971 +16%
Bank of America
13
Bank of America
North Carolina
$2.66M -$45K -2,183 -2%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
$2.35M
MNA
15
Manning & Napier Advisors
New York
$2.3M
PPA
16
Parametric Portfolio Associates
Washington
$2.02M +$968K +46,993 +83%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$2M
Bank of Nova Scotia
18
Bank of Nova Scotia
Ontario, Canada
$1.69M +$1.79M +86,828 New
Wells Fargo
19
Wells Fargo
California
$1.6M -$53.9K -2,615 -3%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$1.33M +$110K +5,361 +9%
AA
21
Ancora Advisors
Ohio
$1.17M
YMRC
22
Yorktown Management & Research Company
Virginia
$980K -$1.03M -50,000 -50%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$973K -$9.64K -468 -0.9%
CB
24
Commerce Bank
Missouri
$921K
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$907K +$11.8K +571 +1%