Envestnet Asset Management

Envestnet Asset Management’s TRI-Continental Corp TY Stock Holding History

Envestnet Asset Management’s Portfolio TY Stock Details TY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,081	Closed	-$21K	–	3072
2015 Q3	$21K	Sell	1,081 -158,850	-99%	-$3.27M	﹤0.01%	2914
2015 Q2	$3.39M	Sell	159,931 -15,056	-9%	-$328K	0.02%	805
2015 Q1	$3.79M	Buy	174,987 +86,083	+97%	+$1.85M	0.02%	676
2014 Q4	$1.9M	Buy	+88,904	New	+$1.87M	0.02%	391

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Lazard Asset Management

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Gramercy Funds Management Greenwich, Connecticut $4.66M AUM 35.69% 1-Year Est. Return

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return