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TRI-Continental Corp
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Overview Fund Activity

96 hedge funds and large institutions have $118M invested in TRI-Continental Corp in 2020 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 24 closing their positions.

Holders
96
Holders Change
-17
Holders Change %
-15.04%
% of All Funds
2.12%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
10
Increased
27
Reduced
25
Closed
24
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$4.39M
2
WAM
2
Wolverine Asset Management
Illinois
$2.07M
3
KIM
3
Karpus Investment Management
New York
$1.59M
4
Bank of America
4
Bank of America
North Carolina
$4.81M
5
SC
5
Stolper & Co
Oklahoma
$772K

Top Sellers

1
CA
1
Cornerstone Advisors
North Carolina
$0
2
Wells Fargo
2
Wells Fargo
California
$4.68M
3
RVPG
3
Relative Value Partners Group
$10.4M
4
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$10.4M
5
KLI
5
Kelman-Lazarov Inc
Tennessee
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$10.4M 498,650 -57,029 -10%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$10.4M 496,462 -35,110 -7%
Lazard Asset Management
3
Lazard Asset Management
New York
$9.07M 433,975 +5,000 +1%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$8.65M 413,845 -22,171 -5%
DBT
5
Dubuque Bank & Trust
Iowa
$7.12M 340,707 +23,060 +7%
RJA
6
Raymond James & Associates
Florida
$5.94M 283,932 +2,007 +0.7%
UBS Group
7
UBS Group
Switzerland
$5.86M 280,305 -9,013 -3%
Morgan Stanley
8
Morgan Stanley
New York
$5.38M 257,234 +21,163 +9%
Bank of America
9
Bank of America
North Carolina
$4.81M 230,095 +56,012 +32%
PPA
10
Parametric Portfolio Associates
Washington
$4.77M 227,933 +22,205 +11%
Wells Fargo
11
Wells Fargo
California
$4.68M 223,871 -83,906 -27%
SFS
12
Shaker Financial Services
Virginia
$4.39M 209,805 +141,165 +206%
UCI
13
Uncommon Cents Investing
Wisconsin
$2.37M 113,478 +9,300 +9%
Stifel Financial
14
Stifel Financial
Missouri
$2.35M 112,508 +14,645 +15%
WAM
15
Wolverine Asset Management
Illinois
$2.07M 99,220 +99,220 New
Brown Advisory
16
Brown Advisory
Maryland
$1.8M 86,114 – –
First Trust Advisors
17
First Trust Advisors
Illinois
$1.8M 85,834 -6,465 -7%
1832 Asset Management
18
1832 Asset Management
Ontario, Canada
$1.59M 74,500 – –
KIM
19
Karpus Investment Management
New York
$1.59M 76,148 +76,148 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$1.34M 64,287 -13,053 -17%
RCM
21
RB Capital Management
Nevada
$1.1M 54,453 +3,020 +6%
CA
22
Cornerstone Advisory
Maryland
$912K 43,604 +1,736 +4%
CAN
23
Cetera Advisor Networks
California
$873K 41,746 +202 +0.5%
AA
24
Ancora Advisors
Ohio
$841K 40,237 – –
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$807K 38,602 -9,600 -20%
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