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TRI-Continental Corp

96 hedge funds and large institutions have $118M invested in TRI-Continental Corp in 2020 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

8% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 25

0.38% more ownership

Funds ownership: 10.2%10.59% (+0.38%)

15% less funds holding

Funds holding: 11396 (-17)

24% less capital invested

Capital invested by funds: $155M → $118M (-$36.9M)

58% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 24

Holders
96
Holders Change
-17
Holders Change %
-15.04%
% of All Funds
2.12%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
10
Increased
27
Reduced
25
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$10.4M -$1.49M -57,029 -10%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$10.4M -$917K -35,110 -7%
Lazard Asset Management
3
Lazard Asset Management
New York
$9.07M +$131K +5,000 +1%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$8.65M -$579K -22,171 -5%
DBT
5
Dubuque Bank & Trust
Iowa
$7.12M +$602K +23,060 +7%
RJA
6
Raymond James & Associates
Florida
$5.94M +$52.4K +2,007 +0.7%
UBS Group
7
UBS Group
Switzerland
$5.86M -$235K -9,013 -3%
Morgan Stanley
8
Morgan Stanley
New York
$5.38M +$553K +21,163 +9%
Bank of America
9
Bank of America
North Carolina
$4.81M +$1.46M +56,012 +32%
PPA
10
Parametric Portfolio Associates
Washington
$4.77M +$580K +22,205 +11%
Wells Fargo
11
Wells Fargo
California
$4.68M -$2.19M -83,906 -27%
SFS
12
Shaker Financial Services
Virginia
$4.39M +$3.69M +141,165 +206%
UCI
13
Uncommon Cents Investing
Wisconsin
$2.37M +$243K +9,300 +9%
Stifel Financial
14
Stifel Financial
Missouri
$2.35M +$383K +14,645 +15%
WAM
15
Wolverine Asset Management
Illinois
$2.07M +$2.59M +99,220 New
Brown Advisory
16
Brown Advisory
Maryland
$1.8M
First Trust Advisors
17
First Trust Advisors
Illinois
$1.79M -$169K -6,465 -7%
1832 Asset Management
18
1832 Asset Management
Ontario, Canada
$1.59M
KIM
19
Karpus Investment Management
New York
$1.59M +$1.99M +76,148 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$1.34M -$341K -13,053 -17%
RCM
21
RB Capital Management
Nevada
$1.1M +$78.9K +3,020 +6%
CA
22
Cornerstone Advisory
Maryland
$912K +$45.4K +1,736 +4%
CAN
23
Cetera Advisor Networks
California
$873K +$5.28K +202 +0.5%
AA
24
Ancora Advisors
Ohio
$841K
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$807K -$251K -9,600 -20%