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TRI-Continental Corp

70 hedge funds and large institutions have $231M invested in TRI-Continental Corp in 2016 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 10

0.22% less ownership

Funds ownership: 18.84%18.62% (-0.22%)

1% less capital invested

Capital invested by funds: $233M → $231M (-$1.91M)

5% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 20

1% less funds holding

Funds holding: 7170 (-1)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
70
Holders Change
-1
Holders Change %
-1.41%
% of All Funds
1.87%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
10
Increased
19
Reduced
20
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$39.8M -$53.6K -2,835 -0.1%
RVPG
2
Relative Value Partners Group
$35.7M -$497K -26,273 -1%
RCM
3
Rivernorth Capital Management
Florida
$24.9M +$1.66M +87,820 +8%
Lazard Asset Management
4
Lazard Asset Management
New York
$22.4M -$106K -5,610 -0.5%
GFM
5
Gramercy Funds Management
Connecticut
$21.5M -$524K -27,700 -3%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$10.4M +$606K +32,071 +7%
1CP
7
1607 Capital Partners
Virginia
$9.72M -$1.63M -86,114 -15%
RJA
8
Raymond James & Associates
Florida
$9.1M -$138K -7,327 -2%
BI
9
Bulldog Investors
New Jersey
$6.27M -$1.43M -75,680 -19%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$4.91M +$81.2K +4,294 +2%
1832 Asset Management
11
1832 Asset Management
Ontario, Canada
$4.04M
Morgan Stanley
12
Morgan Stanley
New York
$3.95M -$389K -20,598 -9%
Bank of America
13
Bank of America
North Carolina
$3.35M +$94.7K +5,009 +3%
LCM
14
Landscape Capital Management
New Jersey
$3.15M +$806K +42,618 +37%
MNA
15
Manning & Napier Advisors
New York
$2.35M
PPA
16
Parametric Portfolio Associates
Washington
$1.93M -$79.7K -4,218 -4%
SFM
17
Signature Financial Management
Virginia
$1.72M +$1.63M +86,114 New
Citigroup
18
Citigroup
New York
$1.56M +$1.42M +75,178 +2,669%
LPL Financial
19
LPL Financial
California
$1.44M -$130K -6,867 -9%
YMRC
20
Yorktown Management & Research Company
Virginia
$1.4M
Wells Fargo
21
Wells Fargo
California
$1.4M -$284K -15,015 -18%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$1.39M +$32.1K +1,700 +2%
AA
23
Ancora Advisors
Ohio
$1.24M
KLI
24
Kelman-Lazarov Inc
Tennessee
$1.21M +$1.14M +60,300 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.13M +$70.7K +3,741 +7%