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TRI-Continental Corp
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Overview Fund Activity

70 hedge funds and large institutions have $231M invested in TRI-Continental Corp in 2016 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 20 reducing their positions, and 10 closing their positions.

Holders
70
Holders Change
-1
Holders Change %
-1.41%
% of All Funds
1.87%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
10
Increased
19
Reduced
20
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$24.9M
2
SFM
2
Signature Financial Management
Virginia
$1.72M
3
Citigroup
3
Citigroup
New York
$1.56M
4
KLI
4
Kelman-Lazarov Inc
Tennessee
$1.21M
5
BC
5
Brinker Capital
Pennsylvania
$945K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$984K
2
1CP
2
1607 Capital Partners
Virginia
$9.72M
3
BI
3
Bulldog Investors
New Jersey
$6.27M
4
SG Americas Securities
4
SG Americas Securities
New York
$0
5
HSBC Holdings
5
HSBC Holdings
United Kingdom
$0
Name Market Value Shares Shares
Change 		Shares
Change %
KIM
1
Karpus Investment Management
New York
$39.8M 1,991,969 -2,835 -0.1%
RVPG
2
Relative Value Partners Group
$35.7M 1,782,268 -26,273 -1%
RCM
3
Rivernorth Capital Management
Florida
$24.9M 1,247,728 +87,820 +8%
Lazard Asset Management
4
Lazard Asset Management
New York
$22.4M 1,120,431 -5,610 -0.5%
GFM
5
Gramercy Funds Management
Connecticut
$21.5M 1,077,514 -27,700 -3%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$10.4M 522,673 +32,071 +7%
1CP
7
1607 Capital Partners
Virginia
$9.72M 486,998 -86,114 -15%
RJA
8
Raymond James & Associates
Florida
$9.1M 455,698 -7,327 -2%
BI
9
Bulldog Investors
New Jersey
$6.27M 313,691 -75,680 -19%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$4.91M 245,932 +4,294 +2%
1832 Asset Management
11
1832 Asset Management
Ontario, Canada
$4.05M 120,000 – –
Morgan Stanley
12
Morgan Stanley
New York
$3.95M 198,015 -20,598 -9%
Bank of America
13
Bank of America
North Carolina
$3.35M 168,050 +5,009 +3%
LCM
14
Landscape Capital Management
New Jersey
$3.15M 157,964 +42,618 +37%
MNA
15
Manning & Napier Advisors
New York
– – – –
PPA
16
Parametric Portfolio Associates
Washington
$1.93M 96,756 -4,218 -4%
SFM
17
Signature Financial Management
Virginia
$1.72M 86,114 +86,114 New
Citigroup
18
Citigroup
New York
$1.56M 77,995 +75,178 +2,669%
LPL Financial
19
LPL Financial
California
$1.44M 72,952 -6,867 -9%
YMRC
20
Yorktown Management & Research Company
Virginia
$1.4M 70,239 – –
Wells Fargo
21
Wells Fargo
California
$1.4M 69,966 -15,015 -18%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$1.39M 69,837 +1,700 +2%
AA
23
Ancora Advisors
Ohio
$1.24M 62,000 – –
KLI
24
Kelman-Lazarov Inc
Tennessee
$1.21M 60,300 +60,300 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.13M 56,618 +3,741 +7%
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