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TRI-Continental Corp

122 hedge funds and large institutions have $178M invested in TRI-Continental Corp in 2023 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 41 increasing their positions, 33 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

24% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 33

7% more capital invested

Capital invested by funds: $167M → $178M (+$11M)

5% more funds holding

Funds holding: 116122 (+6)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.24% less ownership

Funds ownership: 12.28%12.05% (-0.24%)

Holders
122
Holders Change
+6
Holders Change %
+5.17%
% of All Funds
1.92%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
13
Increased
41
Reduced
33
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.8M -$1.19M -45,003 -6%
BFS
2
Bard Financial Services
Connecticut
$16.6M -$392K -14,784 -2%
Lazard Asset Management
3
Lazard Asset Management
New York
$12.4M +$19.6K +739 +0.2%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$11.6M -$28.1K -1,059 -0.3%
Allspring Global Investments
5
Allspring Global Investments
North Carolina
$11.2M +$222K +8,384 +2%
RJA
6
Raymond James & Associates
Florida
$8.77M -$95.3K -3,590 -1%
Wells Fargo
7
Wells Fargo
California
$7.37M +$18.3K +689 +0.3%
DBT
8
Dubuque Bank & Trust
Iowa
$7.1M -$160K -6,013 -2%
UBS Group
9
UBS Group
Switzerland
$6.94M +$24.7K +929 +0.4%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$6.85M -$111K -4,180 -2%
RVPG
11
Relative Value Partners Group
$6.83M -$182K -6,863 -3%
UCI
12
Uncommon Cents Investing
Wisconsin
$4.69M -$20.6K -776 -0.5%
Stifel Financial
13
Stifel Financial
Missouri
$3.73M -$296K -11,142 -8%
HWAM
14
Hennion & Walsh Asset Management
New Jersey
$3.16M +$444K +16,745 +17%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.99M +$33.3K +1,256 +1%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.54M -$235K -8,838 -9%
DADC
17
D.A. Davidson & Co
Montana
$2.39M +$2.71K +102 +0.1%
1IA
18
1620 Investment Advisors
Massachusetts
$2.37M +$11.5K +432 +0.5%
CA
19
Cornerstone Advisors
North Carolina
$2.22M +$2.15M +80,955 New
Osaic Holdings
20
Osaic Holdings
Arizona
$2.13M +$20.4K +767 +1%
IWC
21
Integrated Wealth Concepts
Massachusetts
$2.11M -$205K -7,736 -9%
CFA
22
Capstone Financial Advisors
Illinois
$2.07M
SFS
23
Shaker Financial Services
Virginia
$1.94M +$1.06M +40,068 +131%
RCM
24
RB Capital Management
Nevada
$1.69M +$65.7K +2,477 +4%
Bank of America
25
Bank of America
North Carolina
$1.65M +$218K +8,199 +16%