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TRI-Continental Corp
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Overview Fund Activity

100 hedge funds and large institutions have $140M invested in TRI-Continental Corp in 2020 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 32 increasing their positions, 27 reducing their positions, and 13 closing their positions.

Holders
100
Holders Change
-5
Holders Change %
-4.76%
% of All Funds
2.02%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
8
Increased
32
Reduced
27
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$882K
2
UCI
2
Uncommon Cents Investing
Wisconsin
$3.79M
3
KAS
3
Kestra Advisory Services
Texas
$440K
4
Morgan Stanley
4
Morgan Stanley
New York
$8.08M
5
Neuberger Berman Group
5
Neuberger Berman Group
New York
$344K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$4.39M
2
UBS Group
2
UBS Group
Switzerland
$4.52M
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
PPA
4
Parametric Portfolio Associates
Washington
$4.94M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$10.5M
Name Market Value Shares Shares
Change 		Shares
Change %
BBPWM
1
Blue Bell Private Wealth Management
Pennsylvania
$12.7M 489,674 +1,371 +0.3%
RVPG
2
Relative Value Partners Group
$12.1M 465,321 -851 -0.2%
Lazard Asset Management
3
Lazard Asset Management
New York
$11.2M 433,075 – –
RJFSA
4
Raymond James Financial Services Advisors
Florida
$10.5M 404,566 -21,741 -5%
DBT
5
Dubuque Bank & Trust
Iowa
$8.44M 325,391 -14,311 -4%
Morgan Stanley
6
Morgan Stanley
New York
$8.08M 311,430 +15,872 +5%
RJA
7
Raymond James & Associates
Florida
$6.8M 262,173 -20,998 -7%
Wells Fargo
8
Wells Fargo
California
$6.27M 241,922 +9,264 +4%
Bank of America
9
Bank of America
North Carolina
$5.26M 202,803 -1,166 -0.6%
PPA
10
Parametric Portfolio Associates
Washington
$4.94M 190,677 -28,158 -13%
UBS Group
11
UBS Group
Switzerland
$4.52M 174,342 -38,274 -18%
SFS
12
Shaker Financial Services
Virginia
$4.39M 169,258 -51,095 -23%
UCI
13
Uncommon Cents Investing
Wisconsin
$3.79M 146,046 +20,508 +16%
Stifel Financial
14
Stifel Financial
Missouri
$3.27M 125,906 +7,562 +6%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
$3.08M 118,469 – –
Brown Advisory
16
Brown Advisory
Maryland
$2.23M 86,114 – –
First Trust Advisors
17
First Trust Advisors
Illinois
$2.02M 77,913 -3,786 -5%
Thrivent Financial for Lutherans
18
Thrivent Financial for Lutherans
Minnesota
$1.88M 72,432 +8,305 +13%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.86M 71,843 +523 +0.7%
RCM
20
RB Capital Management
Nevada
$1.42M 53,595 -304 -0.6%
KIM
21
Karpus Investment Management
New York
$1.3M 50,107 -5,710 -10%
MC
22
Matisse Capital
Oregon
$1.3M 50,072 – –
AA
23
AQR Arbitrage
Connecticut
$1.19M 45,940 +12,340 +37%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.11M 42,956 +2,068 +5%
DADC
25
D.A. Davidson & Co
Montana
$1.09M 42,085 +2,067 +5%
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