Curi RMB Capital’s TRI-Continental Corp TY Stock Holding History

Curi RMB Capital’s Portfolio TY Stock Details TY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-22,157	Closed	-$618K	–	985
2018 Q3	$618K	Sell	22,157 -23,147	-51%	-$636K	0.01%	591
2018 Q2	$1.2M	Buy	+45,304	New	+$1.22M	0.03%	459
2017 Q2	–	Sell	-17,218	Closed	-$398K	–	782
2017 Q1	$398K	Sell	17,218 -46,780	-73%	-$1.07M	0.02%	405
2016 Q4	$1.41M	Sell	63,998 -6,911	-10%	-$148K	0.08%	212
2016 Q3	$1.52M	Buy	70,909 +42,849	+153%	+$911K	0.08%	212
2016 Q2	$576K	Buy	+28,060	New	+$568K	0.03%	284

Other funds holding TY

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

DBT

Dubuque Bank & Trust Dubuque, Iowa $748M AUM 12.31% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Curi RMB Capital's TY Position: Q4 2018 in Review

Curi RMB Capital sold out of TRI-Continental Corp (TY) in Q4 2018, closing a stake of 22,157 shares — an estimated $618K sold.

Curi RMB Capital first reported a position in TY in Q2 2016 and held it in 6 quarters. The position peaked at $1.52M in Q3 2016. 97 funds tracked by Wall St. Rank hold TY as of Q4 2018.

Curi RMB Capital reported no remaining TRI-Continental Corp position as of Q4 2018 after selling out during the quarter.
Curi RMB Capital sold 22,157 TRI-Continental Corp shares in Q4 2018, an estimated $618K.
Curi RMB Capital first reported a position in TRI-Continental Corp in Q2 2016 and held it in 6 quarters.
Curi RMB Capital's TRI-Continental Corp position peaked at $1.52M in Q3 2016.
97 funds tracked by Wall St. Rank held TRI-Continental Corp as of Q4 2018.

Based on Curi RMB Capital's 13F filing for Q4 2018, filed 13 Feb 2019.