Nine Masts Capital’s TRI-Continental Corp TY Stock Holding History

Nine Masts Capital’s Portfolio TY Stock Details TY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-88,200	Closed	-$2.38M	–	324
2018 Q3	$2.38M	Buy	88,200 +80,172	+999%	+$2.2M	0.65%	36
2018 Q2	$213K	Buy	+8,028	New	+$216K	0.04%	170

Other funds holding TY

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

DBT

Dubuque Bank & Trust Dubuque, Iowa $748M AUM 12.31% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Nine Masts Capital's TY Position: Q4 2018 in Review

Nine Masts Capital sold out of TRI-Continental Corp (TY) in Q4 2018, closing a stake of 88,200 shares — an estimated $2.38M sold.

Nine Masts Capital first reported a position in TY in Q2 2018 and held it in 2 quarters. The position peaked at $2.38M in Q3 2018. 97 funds tracked by Wall St. Rank hold TY as of Q4 2018.

Nine Masts Capital reported no remaining TRI-Continental Corp position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 88,200 TRI-Continental Corp shares in Q4 2018, an estimated $2.38M.
Nine Masts Capital first reported a position in TRI-Continental Corp in Q2 2018 and held it in 2 quarters.
Nine Masts Capital's TRI-Continental Corp position peaked at $2.38M in Q3 2018.
97 funds tracked by Wall St. Rank held TRI-Continental Corp as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.