OTA Financial Group’s TRI-Continental Corp TY Stock Holding History

OTA Financial Group’s Portfolio TY Stock Details TY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-10,286	Closed	-$272K	–	80
2018 Q3	$272K	Hold	10,286	–	–	0.11%	49
2018 Q2	$272K	Sell	10,286 -11,611	-53%	-$312K	0.1%	58
2018 Q1	$576K	Buy	+21,897	New	+$594K	0.19%	35
2017 Q4	–	Sell	-32,480	Closed	-$829K	–	79
2017 Q3	$829K	Buy	+32,480	New	+$810K	0.46%	25

Other funds holding TY

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

DBT

Dubuque Bank & Trust Dubuque, Iowa $748M AUM 12.31% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

OTA Financial Group's TY Position: Q4 2018 in Review

OTA Financial Group sold out of TRI-Continental Corp (TY) in Q4 2018, closing a stake of 10,286 shares — an estimated $272K sold.

OTA Financial Group first reported a position in TY in Q3 2017 and held it in 4 quarters. The position peaked at $829K in Q3 2017. 97 funds tracked by Wall St. Rank hold TY as of Q4 2018.

OTA Financial Group reported no remaining TRI-Continental Corp position as of Q4 2018 after selling out during the quarter.
OTA Financial Group sold 10,286 TRI-Continental Corp shares in Q4 2018, an estimated $272K.
OTA Financial Group first reported a position in TRI-Continental Corp in Q3 2017 and held it in 4 quarters.
OTA Financial Group's TRI-Continental Corp position peaked at $829K in Q3 2017.
97 funds tracked by Wall St. Rank held TRI-Continental Corp as of Q4 2018.

Based on OTA Financial Group's 13F filing for Q4 2018, filed 24 Jan 2019.