Next Financial Group’s TRI-Continental Corp TY Stock Holding History

Next Financial Group’s Portfolio TY Stock Details TY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$57K	Sell	1,725 -1,450	-46%	-$49.9K	﹤0.01%	1418
2021 Q3	$106K	Buy	3,175 +289	+10%	+$9.89K	0.01%	1087
2021 Q2	$98K	Buy	+2,886	New	+$97.8K	0.01%	1127
2018 Q4	–	Sell	-3,077	Closed	-$86K	–	2106
2018 Q3	$86K	Buy	+3,077	New	+$84.6K	0.04%	402
2017 Q4	–	Sell	-3,042	Closed	-$79K	–	1334
2017 Q3	$79K	Hold	3,042	–	–	0.02%	566
2017 Q2	$74K	Hold	3,042	–	–	0.02%	638
2017 Q1	$72K	Buy	+3,042	New	+$69.6K	0.02%	600

Other funds holding TY

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

BFS

Bard Financial Services Branford, Connecticut $911M AUM 19.14% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

DBT

Dubuque Bank & Trust Dubuque, Iowa $748M AUM 12.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Next Financial Group's TY Position: Q4 2021 in Review

Next Financial Group reduced its TRI-Continental Corp (TY) stake by 46% in Q4 2021, selling an estimated $49.9K and leaving 1,725 shares worth $57K. The position accounts for ﹤0.01% of the portfolio, ranked #1418.

Next Financial Group first reported a position in TY in Q1 2017 and has held it in 7 quarters since. The position peaked at $106K in Q3 2021. 142 funds tracked by Wall St. Rank hold TY as of Q4 2021.

Next Financial Group held 1,725 shares of TRI-Continental Corp worth $57K as of Q4 2021.
Next Financial Group sold 1,450 TRI-Continental Corp shares in Q4 2021, an estimated $49.9K.
TRI-Continental Corp made up ﹤0.01% of Next Financial Group's portfolio in Q4 2021, its #1418 holding.
Next Financial Group first reported a position in TRI-Continental Corp in Q1 2017 and has held it in 7 quarters since.
Next Financial Group's TRI-Continental Corp position peaked at $106K in Q3 2021.
142 funds tracked by Wall St. Rank held TRI-Continental Corp as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.