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TRI-Continental Corp

94 hedge funds and large institutions have $184M invested in TRI-Continental Corp in 2017 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

11% more funds holding

Funds holding: 8594 (+9)

8% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 25

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1.42% less ownership

Funds ownership: 14.2%12.78% (-1.4%)

6% less capital invested

Capital invested by funds: $196M → $184M (-$12.3M)

Holders
94
Holders Change
+9
Holders Change %
+10.59%
% of All Funds
2.34%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
14
Increased
27
Reduced
25
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
51
Northern Trust
Illinois
$265K
SG Americas Securities
52
SG Americas Securities
New York
$263K +$257K +10,295 New
ZIG
53
Zuckerman Investment Group
Illinois
$257K
RJT
54
Raymond James Trust
Florida
$228K +$222K +8,910 New
Koshinski Asset Management
55
Koshinski Asset Management
Illinois
$228K +$223K +8,940 New
Millennium Management
56
Millennium Management
New York
$225K +$219K +8,800 New
M&T Bank
57
M&T Bank
New York
$224K
GG
58
Gofen & Glossberg
Illinois
$221K
WB
59
WesBanco Bank
West Virginia
$216K
RMC
60
Regis Management Company
California
$209K +$204K +8,175 New
RFC
61
Regions Financial Corp
Alabama
$202K -$54K -2,166 -21%
OC
62
Oppenheimer & Co
New York
$201K +$196K +7,878 New
LTFS
63
Ladenburg Thalmann Financial Services
Florida
$196K +$10.1K +404 +6%
Citigroup
64
Citigroup
New York
$193K -$521K -20,891 -73%
WEC
65
Winslow Evans & Crocker
Massachusetts
$167K -$43.6K -1,750 -21%
RE
66
RBC Europe
United Kingdom
$156K +$152K +6,095 New
IA
67
IFP Advisors
Florida
$142K +$897 +36 +0.7%
NFG
68
Next Financial Group
Texas
$79K
GWA
69
Guidant Wealth Advisors
Illinois
$63K +$150 +6 +0.2%
CPIG
70
Chicago Partners Investment Group
Illinois
$61K +$59.3K +2,377 New
US Bancorp
71
US Bancorp
Minnesota
$55K -$4.49K -180 -8%
PG
72
Patten Group
Tennessee
$54K
WAM
73
Wealthspire Advisors (Maryland)
Maryland
$48K
SSB
74
Sandy Spring Bank
Maryland
$41K
GWM
75
Geneos Wealth Management
Colorado
$41K +$13.8K +552 +52%