Ladenburg Thalmann Financial Services’s TRI-Continental Corp TY Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio TY Stock Details TY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$372K	Buy	13,107 +661	+5%	+$18.4K	﹤0.01%	2049
2019 Q3	$340K	Sell	12,446 -1,372	-10%	-$37K	﹤0.01%	2070
2019 Q2	$373K	Sell	13,818 -1,537	-10%	-$41.1K	﹤0.01%	1978
2019 Q1	$404K	Buy	15,355 +1,199	+8%	+$30.7K	﹤0.01%	1852
2018 Q4	$332K	Buy	14,156 +552	+4%	+$14.2K	﹤0.01%	1841
2018 Q3	$380K	Buy	13,604 +4,927	+57%	+$135K	﹤0.01%	1819
2018 Q2	$228K	Hold	8,677	–	–	﹤0.01%	2133
2018 Q1	$228K	Buy	8,677 +32	+0.4%	+$868	﹤0.01%	2133
2017 Q4	$233K	Buy	8,645 +987	+13%	+$25.9K	﹤0.01%	2095
2017 Q3	$196K	Buy	7,658 +404	+6%	+$10.1K	﹤0.01%	2126
2017 Q2	$176K	Sell	7,254 -39	-0.5%	-$929	﹤0.01%	2114
2017 Q1	$168K	Buy	7,293 +581	+9%	+$13.3K	﹤0.01%	2041
2016 Q4	$148K	Buy	6,712 +198	+3%	+$4.25K	﹤0.01%	2021
2016 Q3	$139K	Buy	6,514 +5,366	+467%	+$114K	﹤0.01%	2013
2016 Q2	$24K	Hold	1,148	–	–	﹤0.01%	3233
2016 Q1	$23K	Hold	1,148	–	–	﹤0.01%	3171
2015 Q4	$23K	Hold	1,148	–	–	﹤0.01%	3126
2015 Q3	$22K	Buy	1,148 +39	+4%	+$803	﹤0.01%	3058
2015 Q2	$23K	Sell	1,109 -324	-23%	-$7.06K	﹤0.01%	3155
2015 Q1	$31K	Hold	1,433	–	–	﹤0.01%	2910
2014 Q4	$31K	Hold	1,433	–	–	﹤0.01%	2691
2014 Q3	$30K	Hold	1,433	–	–	﹤0.01%	2355
2014 Q2	$30K	Hold	1,433	–	–	﹤0.01%	2374
2014 Q1	$29K	Hold	1,433	–	–	﹤0.01%	2331
2013 Q4	$29K	Sell	1,433 -800	-36%	-$15.3K	﹤0.01%	2301
2013 Q3	$41K	Buy	2,233 +800	+56%	+$14.8K	﹤0.01%	1950
2013 Q2	$26K	Buy	+1,433	New	+$25.8K	﹤0.01%	2182

Other funds holding TY

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

DBT

Dubuque Bank & Trust Dubuque, Iowa $748M AUM 12.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Ladenburg Thalmann Financial Services's TY Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its TRI-Continental Corp (TY) stake by 5.3% in Q4 2019, buying an estimated $18.4K and bringing the position to 13,107 shares worth $372K. The position accounts for ﹤0.01% of the portfolio, ranked #2049.

Ladenburg Thalmann Financial Services first reported a position in TY in Q2 2013 and has held it in 27 quarters since. The position peaked at $404K in Q1 2019. 113 funds tracked by Wall St. Rank hold TY as of Q4 2019.

Ladenburg Thalmann Financial Services held 13,107 shares of TRI-Continental Corp worth $372K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 661 TRI-Continental Corp shares in Q4 2019, an estimated $18.4K.
TRI-Continental Corp made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2049 holding.
Ladenburg Thalmann Financial Services first reported a position in TRI-Continental Corp in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's TRI-Continental Corp position peaked at $404K in Q1 2019.
113 funds tracked by Wall St. Rank held TRI-Continental Corp as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.