Regis Management Company’s TRI-Continental Corp TY Stock Holding History

Regis Management Company’s Portfolio TY Stock Details TY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-8,175	Closed	-$220K	–	76
2017 Q4	$220K	Hold	8,175	–	–	0.03%	78
2017 Q3	$209K	Buy	+8,175	New	+$204K	0.03%	77

Other funds holding TY

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

Lazard Asset Management

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $455M AUM 2.3% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Regis Management Company's TY Position: Q1 2018 in Review

Regis Management Company sold out of TRI-Continental Corp (TY) in Q1 2018, closing a stake of 8,175 shares — an estimated $220K sold.

Regis Management Company first reported a position in TY in Q3 2017 and held it in 2 quarters. The position peaked at $220K in Q4 2017. 99 funds tracked by Wall St. Rank hold TY as of Q1 2018.

Regis Management Company reported no remaining TRI-Continental Corp position as of Q1 2018 after selling out during the quarter.
Regis Management Company sold 8,175 TRI-Continental Corp shares in Q1 2018, an estimated $220K.
Regis Management Company first reported a position in TRI-Continental Corp in Q3 2017 and held it in 2 quarters.
Regis Management Company's TRI-Continental Corp position peaked at $220K in Q4 2017.
99 funds tracked by Wall St. Rank held TRI-Continental Corp as of Q1 2018.

Based on Regis Management Company's 13F filing for Q1 2018, filed 9 May 2018.