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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
26
Morgan Stanley
New York
$312K +$35.5K +3,250 +14%
RJA
27
Raymond James & Associates
Florida
$295K +$278K +25,410 New
BBHC
28
Brown Brothers Harriman & Co
New York
$289K
CT
29
CMT Trading
Illinois
$288K +$72.2K +6,600 +36%
BBPWM
30
Blue Bell Private Wealth Management
Pennsylvania
$279K +$227K +20,717 +615%
SRC
31
Shufro Rose & Co
New York
$277K -$7.03K -643 -3%
CA
32
Cornerstone Advisors
North Carolina
$239K -$563K -51,512 -71%
SSWM
33
Smith Salley Wealth Management
North Carolina
$192K +$26.3K +2,404 +17%
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$163K +$154K +14,066 New
UBS Group
35
UBS Group
Switzerland
$150K +$10K +919 +8%
M&T Bank
36
M&T Bank
New York
$141K +$22.6K +2,063 +20%
SCM
37
SOL Capital Management
Maryland
$131K
Truist Financial
38
Truist Financial
North Carolina
$127K
FNBT
39
FineMark National Bank & Trust
Florida
$116K
TAM
40
Tocqueville Asset Management
New York
$116K
SCM
41
Saba Capital Management
New York
$116K +$109K +10,000 New
ST
42
Smithfield Trust
Pennsylvania
$32K
TJHA
43
Thomas J. Herzfeld Advisors
Florida
$27K
TRCT
44
Tower Research Capital (TRC)
New York
$22K +$20.3K +1,857 New
JP Morgan Chase
45
JP Morgan Chase
New York
$20K
FDCDDQ
46
Federation des caisses Desjardins du Quebec
Quebec, Canada
$13.1K +$12.3K +1,128 New
Creative Planning
47
Creative Planning
Kansas
$13K
Barclays
48
Barclays
United Kingdom
$12K
LTFS
49
Ladenburg Thalmann Financial Services
Florida
$12K +$10.9K +1,000 New
NSIM
50
North Star Investment Management
Illinois
$11K