SPE

Special Opportunities Fund
SPE

Overview Fund Activity

30 hedge funds and large institutions have $77.1M invested in Special Opportunities Fund in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
+5
Holders Change %
+20%
% of All Funds
0.87%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
9
Increased
14
Reduced
5
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVP
Relative Value Partners
Illinois
$36.5M
2
HK
Horizon Kinetics
New York
$10.8M
3
CL
CSS LLC
Illinois
$5.73M
4
SIA
Sit Investment Associates
Minnesota
$2M
5
RCM
Rivernorth Capital Management
Florida
$1.94M

Top Sellers

1
KIM
Karpus Investment Management
New York
$4.56M
2
SFS
Shaker Financial Services
Virginia
$368K
3
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
$147K
4
JG
Jefferies Group
New York
$0
5
B
Baird
Wisconsin
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
26
Bank of America
North Carolina
$44K -$163K -9,936 -79%
CFA
27
Carroll Financial Associates
North Carolina
$20K – – –
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$16K +$1.85K +113 +13%
US Bancorp
29
US Bancorp
Minnesota
$12K +$9.66K +619 +413%
TRCT
30
Tower Research Capital (TRC)
New York
$7K +$7K +420 New
JG
31
Jefferies Group
New York
– -$349K -20,000 Closed
B
32
Baird
Wisconsin
– -$234K -13,389 Closed
Barclays
33
Barclays
United Kingdom
– -$40K -2,326 Closed
YCM
34
Yakira Capital Management
Connecticut
– -$81K -1,311 Closed
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