Baird’s Special Opportunities Fund SPE Stock Holding History

Baird’s Portfolio SPE Stock Details SPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-14,016	Closed	-$234K	–	1164
2013 Q4	$234K	Buy	+14,016	New	+$246K	﹤0.01%	1035

Other funds holding SPE

Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Baird's SPE Position: Q1 2014 in Review

Baird sold out of Special Opportunities Fund (SPE) in Q1 2014, closing a stake of 14,016 shares — an estimated $234K sold.

Baird first reported a position in SPE in Q4 2013 and held it in 1 quarter. The position peaked at $234K in Q4 2013. 30 funds tracked by Wall St. Rank hold SPE as of Q1 2014.

Baird reported no remaining Special Opportunities Fund position as of Q1 2014 after selling out during the quarter.
Baird sold 14,016 Special Opportunities Fund shares in Q1 2014, an estimated $234K.
Baird first reported a position in Special Opportunities Fund in Q4 2013 and held it in 1 quarter.
Baird's Special Opportunities Fund position peaked at $234K in Q4 2013.
30 funds tracked by Wall St. Rank held Special Opportunities Fund as of Q1 2014.

Based on Baird's 13F filing for Q1 2014, filed 9 May 2014.