CFA
SPE

Carroll Financial Associates’s Special Opportunities Fund SPE Stock Holding History

Carroll Financial Associates’s Portfolio SPE Stock Details SPE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q2 		– Sell
-1,256
Closed -$18.6K – 1132
2015
Q1 		$19K Hold
1,256
– – 0.01% 429
2014
Q4 		$18K Hold
1,256
– – 0.01% 406
2014
Q3 		$20K Hold
1,256
– – 0.01% 459
2014
Q2 		$20K Hold
1,256
– – 0.01% 484
2014
Q1 		$20K Hold
1,256
– – 0.01% 420
2013
Q4 		$20K Hold
1,256
– – 0.01% 415
2013
Q3 		$21K Hold
1,256
– – 0.01% 416
2013
Q2 		$20K Buy
+1,256
New +$20.6K 0.01% 332

Other funds holding SPE

RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
AA
Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
IT
Independence Trust Franklin, Tennessee $90.5M AUM 24.36% 1-Year Est. Return

Carroll Financial Associates's SPE Position: Q2 2015 in Review

Carroll Financial Associates sold out of Special Opportunities Fund (SPE) in Q2 2015, closing a stake of 1,256 shares — an estimated $18.6K sold.

Carroll Financial Associates first reported a position in SPE in Q2 2013 and held it in 8 quarters. The position peaked at $21K in Q3 2013. 26 funds tracked by Wall St. Rank hold SPE as of Q2 2015.

  • Carroll Financial Associates reported no remaining Special Opportunities Fund position as of Q2 2015 after selling out during the quarter.
  • Carroll Financial Associates sold 1,256 Special Opportunities Fund shares in Q2 2015, an estimated $18.6K.
  • Carroll Financial Associates first reported a position in Special Opportunities Fund in Q2 2013 and held it in 8 quarters.
  • Carroll Financial Associates's Special Opportunities Fund position peaked at $21K in Q3 2013.
  • 26 funds tracked by Wall St. Rank held Special Opportunities Fund as of Q2 2015.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.