Barclays
SPE

Barclays’s Special Opportunities Fund SPE Stock Holding History

Barclays’s Portfolio SPE Stock Details SPE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-105
Closed -$1K – 6521
2015
Q3 		$1K Buy
+105
New +$1.48K ﹤0.01% 6595
2015
Q2 		– Sell
-99
Closed -$1K – 7191
2015
Q1 		$1K Buy
+99
New +$1.44K ﹤0.01% 6991
2014
Q1 		– Sell
-2,435
Closed -$40K – 7702
2013
Q4 		$40K Buy
2,435
+1,466
+151% +$25.7K ﹤0.01% 6336
2013
Q3 		$16K Buy
969
+236
+32% +$3.92K ﹤0.01% 6620
2013
Q2 		$12K Buy
+733
New +$12K ﹤0.01% 7060

Other funds holding SPE

RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
AA
Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Barclays's SPE Position: Q4 2015 in Review

Barclays sold out of Special Opportunities Fund (SPE) in Q4 2015, closing a stake of 105 shares — an estimated $1K sold.

Barclays first reported a position in SPE in Q2 2013 and held it in 5 quarters. The position peaked at $40K in Q4 2013. 30 funds tracked by Wall St. Rank hold SPE as of Q4 2015.

  • Barclays reported no remaining Special Opportunities Fund position as of Q4 2015 after selling out during the quarter.
  • Barclays sold 105 Special Opportunities Fund shares in Q4 2015, an estimated $1K.
  • Barclays first reported a position in Special Opportunities Fund in Q2 2013 and held it in 5 quarters.
  • Barclays's Special Opportunities Fund position peaked at $40K in Q4 2013.
  • 30 funds tracked by Wall St. Rank held Special Opportunities Fund as of Q4 2015.

Based on Barclays's 13F filing for Q4 2015, filed 12 Feb 2016.