SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

36 hedge funds and large institutions have $61.2M invested in LMP Capital and Income Fund in 2021 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 6 closing their positions.

Holders
36
Holders Change
-6
Holders Change %
-14.29%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
16
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$3.3M
2
AAM
2
Advisors Asset Management
Colorado
$7.94M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$11.6M
4
Morgan Stanley
4
Morgan Stanley
New York
$6.15M
5
GC
5
Guggenheim Capital
Illinois
$530K

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$1.28M
2
IWM
2
IHT Wealth Management
Illinois
$0
3
AA
3
AQR Arbitrage
Connecticut
$0
4
RCM
4
Rivernorth Capital Management
Florida
$208K
5
CA
5
Cornerstone Advisors
North Carolina
$3.65M
Name Market Value Shares Shares
Change 		Shares
Change %
FIA
26
FNY Investment Advisers
New York
$185K 13,500 +10,500 +350%
RJT
27
Raymond James Trust
Florida
$162K 11,779 – –
GLLW
28
Graves Light Lenhart Wealth
Virginia
$116K 8,429 – –
AF
29
Advisornet Financial
Minnesota
$105K 7,600 – –
WAM
30
Wolverine Asset Management
Illinois
$103K 7,553 +7,553 New
UBS Group
31
UBS Group
Switzerland
$93K 6,714 +2,609 +64%
WQ
32
Wealth Quarterback
New Jersey
$83K 5,963 +107 +2%
LWM
33
Liberty Wealth Management
California
$82K 5,976 +106 +2%
SWM
34
Spire Wealth Management
Virginia
$58K 4,200 – –
GWM
35
Geneos Wealth Management
Colorado
$19K 1,400 – –
AF
36
Allworth Financial
California
$7K 503 – –
HNB
37
Huntington National Bank
Ohio
– – – –
IWM
38
IHT Wealth Management
Illinois
– – -29,768 Closed
AA
39
AQR Arbitrage
Connecticut
– – -23,261 Closed
Citigroup
40
Citigroup
New York
– – -8,207 Closed
ASN
41
Advisory Services Network
Georgia
– – -2,612 Closed
CFB
42
Cullen/Frost Bankers
Texas
– – -1,000 Closed
JPMorgan Chase & Co
43
JPMorgan Chase & Co
New York
– – -200 Closed
CFGS
44
Concourse Financial Group Securities
Alabama
– – – –
1
2