SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

33 hedge funds and large institutions have $62.4M invested in LMP Capital and Income Fund in 2018 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 7 closing their positions.

Holders
33
Holders Change
-4
Holders Change %
-10.81%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
15
Reduced
8
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$6.63M
2
RJA
2
Raymond James & Associates
Florida
$10.6M
3
AAM
3
Advisors Asset Management
Colorado
$7.55M
4
PPA
4
Parametric Portfolio Associates
Washington
$2.42M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.54M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
RCM
2
Rivernorth Capital Management
Florida
$0
3
SFS
3
Shaker Financial Services
Virginia
$0
4
Lazard Asset Management
4
Lazard Asset Management
New York
$1.89M
5
Wells Fargo
5
Wells Fargo
California
$6.18M
Name Market Value Shares Shares
Change 		Shares
Change %
RCAG
26
Rehmann Capital Advisory Group
Michigan
$43.7K 3,202 +76 +2%
FHB
27
First Hawaiian Bank
Hawaii
$20K 1,490 +1,490 New
MFW
28
Mosaic Family Wealth
Missouri
$17K 1,375 – –
SWM
29
SeaCrest Wealth Management
New York
$17K 1,250 – –
GWM
30
Geneos Wealth Management
Colorado
$13K 1,000 – –
FIA
31
FNY Investment Advisers
New York
$7K 540 – –
SWP
32
Stratos Wealth Partners
Ohio
$2K 120 +120 New
SPIA
33
Steward Partners Investment Advisory
New York
$1K 77 – –
WAM
34
Wolverine Asset Management
Illinois
– – -80,087 Closed
RCM
35
Rivernorth Capital Management
Florida
– – -64,910 Closed
SFS
36
Shaker Financial Services
Virginia
– – -52,495 Closed
Invesco
37
Invesco
Georgia
– – -15,115 Closed
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
– – -10,748 Closed
SIM
39
Sonora Investment Management
Arizona
– – -3,839 Closed
SEI Investments
40
SEI Investments
Pennsylvania
– – -350 Closed
First Manhattan
41
First Manhattan
New York
– – – –
CFGS
42
Concourse Financial Group Securities
Alabama
– – – –
1
2