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Saratoga Investment
SAR

Overview Fund Activity

70 hedge funds and large institutions have $66.5M invested in Saratoga Investment in 2023 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 29 increasing their positions, 16 reducing their positions, and 5 closing their positions.

Holders
70
Holders Change
+6
Holders Change %
+9.38%
% of All Funds
1.03%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
12
Increased
29
Reduced
16
Closed
5
Calls
$594K
Puts
$447K
Net Calls
+$147K
Net Calls Change
-$717K

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$5.03M
2
Lido Advisors
2
Lido Advisors
California
$1.83M
3
TWM
3
TMD Wealth Management
Arizona
$1.52M
4
QC
4
Quadrature Capital
United Kingdom
$2.6M
5
HWAM
5
Hennion & Walsh Asset Management
New Jersey
$3.19M

Top Sellers

1
SM
1
Scoggin Management
New York
$0
2
Millennium Management
2
Millennium Management
New York
$5.77M
3
AGM
3
Alpine Global Management
New York
$0
4
Marshall Wace
4
Marshall Wace
United Kingdom
$379K
5
Osaic Holdings
5
Osaic Holdings
Arizona
$217K
Name Holding Trade Value Shares
Change 		Shares
Change %
EC
51
EntryPoint Capital
New York
$158K +$158K +6,111 New
SPIA
52
Steward Partners Investment Advisory
New York
$156K +$39.7K +1,535 +34%
RFA
53
Register Financial Advisors
Georgia
$150K +$362 +14 +0.2%
SS
54
Sunbelt Securities
Texas
$131K – – –
HIM
55
Hillsdale Investment Management
Ontario, Canada
$80.2K -$46.5K -1,800 -37%
Bank of America
56
Bank of America
North Carolina
$51.7K – – –
IA
57
IFP Advisors
Florida
$51.7K +$12.9K +500 +33%
HNB
58
Huntington National Bank
Ohio
$51.7K +$51.7K +2,000 New
TWM
59
Tradition Wealth Management
Minnesota
$44K +$2.34K +91 +6%
UBS Group
60
UBS Group
Switzerland
$35K -$72.3K -2,797 -67%
HI
61
Harbour Investments
Wisconsin
$25.9K – – –
CAM
62
Creekmur Asset Management
Illinois
$24.1K +$24.1K +931 New
CIA
63
Cape Investment Advisory
Georgia
$16.7K +$16.7K +644 New
PP
64
PFS Partners
New Jersey
$13K – – –
BC
65
Bartlett & Co
Ohio
$13K – – –
BCWM
66
Bartlett & Co Wealth Management
Ohio
$13K – – –
S
67
SignatureFD
Georgia
$6.62K +$879 +34 +15%
LWANC
68
Laurel Wealth Advisors (North Carolina)
North Carolina
$6.23K – – –
FMP
69
Financial Management Professionals
Texas
$5K – – –
SIS
70
Strategic Investment Solutions
Illinois
$2.59K -$69.8K -2,700 -96%
BWM
71
Baystate Wealth Management
Massachusetts
$11 -$10 – –
SM
72
Scoggin Management
New York
– -$2.92M -113,700 Closed
AGM
73
Alpine Global Management
New York
– -$1.34M -52,000 Closed
Squarepoint
74
Squarepoint
New York
– -$594K -23,122 Closed
Barclays
75
Barclays
United Kingdom
– -$37K -1,441 Closed
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