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Saratoga Investment
SAR

Overview Fund Activity

64 hedge funds and large institutions have $60.8M invested in Saratoga Investment in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 9 reducing their positions, and 13 closing their positions.

Holders
64
Holders Change
-2
Holders Change %
-3.03%
% of All Funds
1.02%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
29
Reduced
9
Closed
13
Calls
$1.01M
Puts
$141K
Net Calls
+$864K
Net Calls Change
+$281K

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$7.6M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$5.41M
3
SM
3
Scoggin Management
New York
$2.92M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$4.66M
5
AGM
5
Alpine Global Management
New York
$1.34M

Top Sellers

1
BDCM
1
Black Diamond Capital Management
Connecticut
$0
2
AR
2
Advisory Research
Illinois
$0
3
Mackenzie Financial
3
Mackenzie Financial
Ontario, Canada
$0
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$0
5
Cerity Partners
5
Cerity Partners
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SIS
51
Strategic Investment Solutions
Illinois
$72.3K +$72.3K +2,800 New
Bank of America
52
Bank of America
North Carolina
$51.4K -$1.18K -46 -2%
TWM
53
Tradition Wealth Management
Minnesota
$42K – – –
IA
54
IFP Advisors
Florida
$38.6K -$175K -6,812 -82%
TRCT
55
Tower Research Capital (TRC)
New York
$38.2K +$38.2K +1,487 New
Barclays
56
Barclays
United Kingdom
$37K +$37K +1,441 New
CMBA
57
C.M. Bidwell & Associates
Hawaii
$35.6K +$35.6K +1,385 New
HI
58
Harbour Investments
Wisconsin
$25.7K – – –
BC
59
Bartlett & Co
Ohio
$13K – – –
PP
60
PFS Partners
New Jersey
$12.9K – – –
BCWM
61
Bartlett & Co Wealth Management
Ohio
$12.9K – – –
LWANC
62
Laurel Wealth Advisors (North Carolina)
North Carolina
$6.19K – – –
S
63
SignatureFD
Georgia
$5.71K +$5.71K +222 New
FMP
64
Financial Management Professionals
Texas
$5K – – –
BWM
65
Baystate Wealth Management
Massachusetts
$10 -$11 – –
BDCM
66
Black Diamond Capital Management
Connecticut
– -$2.6M -96,507 Closed
AR
67
Advisory Research
Illinois
– -$727K -26,925 Closed
Mackenzie Financial
68
Mackenzie Financial
Ontario, Canada
– -$648K -23,846 Closed
D.E. Shaw & Co
69
D.E. Shaw & Co
New York
– -$552K -20,435 Closed
Cerity Partners
70
Cerity Partners
New York
– -$505K -18,700 Closed
CPIG
71
Chicago Partners Investment Group
Illinois
– -$249K -9,409 Closed
CA
72
Cetera Advisors
Colorado
– -$225K -8,325 Closed
SG Americas Securities
73
SG Americas Securities
New York
– -$220K -8,168 Closed
HF
74
HRT Financial
New York
– -$206K -7,640 Closed
JPMPWA
75
J.P. Morgan Private Wealth Advisors
California
– -$202K -7,500 Closed
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