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Saratoga Investment
SAR

Overview Fund Activity

70 hedge funds and large institutions have $66.5M invested in Saratoga Investment in 2023 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 29 increasing their positions, 16 reducing their positions, and 5 closing their positions.

Holders
70
Holders Change
+6
Holders Change %
+9.38%
% of All Funds
1.03%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
12
Increased
29
Reduced
16
Closed
5
Calls
$594K
Puts
$447K
Net Calls
+$147K
Net Calls Change
-$717K

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$5.03M
2
Lido Advisors
2
Lido Advisors
California
$1.83M
3
TWM
3
TMD Wealth Management
Arizona
$1.52M
4
QC
4
Quadrature Capital
United Kingdom
$2.6M
5
HWAM
5
Hennion & Walsh Asset Management
New Jersey
$3.19M

Top Sellers

1
SM
1
Scoggin Management
New York
$0
2
Millennium Management
2
Millennium Management
New York
$5.77M
3
AGM
3
Alpine Global Management
New York
$0
4
Marshall Wace
4
Marshall Wace
United Kingdom
$379K
5
Osaic Holdings
5
Osaic Holdings
Arizona
$217K
Name Holding Trade Value Shares
Change 		Shares
Change %
DADC
26
D.A. Davidson & Co
Montana
$626K +$26.5K +1,024 +4%
PA
27
PFG Advisors
Arizona
$601K -$51.7K -2,001 -8%
CSS
28
Cubist Systematic Strategies
Connecticut
$593K +$176K +6,811 +42%
MP
29
McDonald Partners
Ohio
$524K +$524K +20,275 New
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$487K +$37.4K +1,444 +8%
Cerity Partners
31
Cerity Partners
New York
$431K +$431K +16,662 New
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$426K -$66K -2,554 -13%
VEA
33
Virtus ETF Advisers
New York
$424K -$122K -4,711 -22%
BA
34
Bard Associates
Illinois
$412K -$14K -540 -3%
TI
35
Trexquant Investment
Connecticut
$395K -$385K -14,882 -49%
Marshall Wace
36
Marshall Wace
United Kingdom
$379K -$1.15M -44,319 -75%
D.E. Shaw & Co
37
D.E. Shaw & Co
New York
$362K +$362K +13,996 New
DTL
38
Dynamic Technology Lab
Singapore
$350K +$350K +13,522 New
QT
39
Quantbot Technologies
New York
$329K +$159K +6,161 +94%
Mariner
40
Mariner
Kansas
$316K +$69.1K +2,674 +28%
AWS
41
Atria Wealth Solutions
New York
$301K – – –
ACM
42
Aquatic Capital Management
Illinois
$290K +$290K +11,200 New
DTC
43
Davidson Trust Company
Washington
$284K – – –
AAS
44
Avantax Advisory Services
Texas
$273K +$41.5K +1,604 +18%
LFG
45
Larson Financial Group
Missouri
$250K +$13.2K +512 +6%
BRWA
46
B. Riley Wealth Advisors
Florida
$241K +$4.97K +192 +2%
Osaic Holdings
47
Osaic Holdings
Arizona
$217K -$797K -30,839 -79%
TRCT
48
Tower Research Capital (TRC)
New York
$204K +$166K +6,418 +432%
BNP Paribas Financial Markets
49
BNP Paribas Financial Markets
France
$170K +$10K +387 +6%
JPMorgan Chase & Co
50
JPMorgan Chase & Co
New York
$166K -$177K -6,830 -51%
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