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Saratoga Investment
SAR

Overview Fund Activity

64 hedge funds and large institutions have $60.8M invested in Saratoga Investment in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 9 reducing their positions, and 13 closing their positions.

Holders
64
Holders Change
-2
Holders Change %
-3.03%
% of All Funds
1.02%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
29
Reduced
9
Closed
13
Calls
$1.01M
Puts
$141K
Net Calls
+$864K
Net Calls Change
+$281K

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$7.6M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$5.41M
3
SM
3
Scoggin Management
New York
$2.92M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$4.66M
5
AGM
5
Alpine Global Management
New York
$1.34M

Top Sellers

1
BDCM
1
Black Diamond Capital Management
Connecticut
$0
2
AR
2
Advisory Research
Illinois
$0
3
Mackenzie Financial
3
Mackenzie Financial
Ontario, Canada
$0
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$0
5
Cerity Partners
5
Cerity Partners
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$662K -$67K -2,603 -9%
PA
27
PFG Advisors
Arizona
$648K -$29.9K -1,162 -4%
DADC
28
D.A. Davidson & Co
Montana
$595K +$8.4K +327 +1%
Squarepoint
29
Squarepoint
New York
$594K +$594K +23,122 New
VEA
30
Virtus ETF Advisers
New York
$542K +$304K +11,838 +128%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$489K +$177K +6,895 +57%
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$447K +$220K +8,563 +97%
Qube Research & Technologies (QRT)
33
Qube Research & Technologies (QRT)
United Kingdom
$426K +$195K +7,579 +84%
BA
34
Bard Associates
Illinois
$424K – – –
CSS
35
Cubist Systematic Strategies
Connecticut
$414K +$169K +6,565 +69%
JPMorgan Chase & Co
36
JPMorgan Chase & Co
New York
$341K +$282K +10,965 +477%
JF
37
Jump Financial
Illinois
$324K +$61.7K +2,401 +24%
AWS
38
Atria Wealth Solutions
New York
$300K +$19.3K +750 +7%
DTC
39
Davidson Trust Company
Washington
$283K – – –
Mariner
40
Mariner
Kansas
$245K – – –
LFG
41
Larson Financial Group
Missouri
$235K – – –
BRWA
42
B. Riley Wealth Advisors
Florida
$234K -$254K -9,895 -52%
AAS
43
Avantax Advisory Services
Texas
$230K +$2.24K +87 +1%
QT
44
Quantbot Technologies
New York
$169K +$106K +4,139 +171%
BNP Paribas Financial Markets
45
BNP Paribas Financial Markets
France
$159K +$75.1K +2,922 +90%
RFA
46
Register Financial Advisors
Georgia
$149K +$360 +14 +0.2%
SS
47
Sunbelt Securities
Texas
$131K – – –
HIM
48
Hillsdale Investment Management
Ontario, Canada
$126K +$126K +4,900 New
SPIA
49
Steward Partners Investment Advisory
New York
$116K -$25.7K -1,000 -18%
UBS Group
50
UBS Group
Switzerland
$107K +$38.9K +1,513 +57%
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