SAR icon

Saratoga Investment
SAR

Overview Fund Activity

47 hedge funds and large institutions have $31.6M invested in Saratoga Investment in 2021 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 18 increasing their positions, 7 reducing their positions, and 10 closing their positions.

Holders
47
Holders Change
–
Holders Change %
0%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
18
Reduced
7
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$2.22M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$916K
3
Mackenzie Financial
3
Mackenzie Financial
Ontario, Canada
$1.19M
4
HWAM
4
Hennion & Walsh Asset Management
New Jersey
$3.25M
5
BRWA
5
B. Riley Wealth Advisors
Florida
$359K

Top Sellers

1
CCM
1
Callodine Capital Management
Massachusetts
$0
2
Truist Financial
2
Truist Financial
North Carolina
$0
3
AIP
3
Ahrens Investment Partners
Louisiana
$0
4
Marshall Wace
4
Marshall Wace
United Kingdom
$0
5
California Public Employees Retirement System
5
California Public Employees Retirement System
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
26
Morgan Stanley
New York
$308K +$5.74K +213 +2%
BA
27
Bard Associates
Illinois
$231K +$231K +8,610 New
JPMPWA
28
J.P. Morgan Private Wealth Advisors
California
$228K – – –
CPIG
29
Chicago Partners Investment Group
Illinois
$220K +$137 +5 +0.1%
TC
30
TAP Consulting
Missouri
$211K +$211K +7,867 New
Rockefeller Capital Management
31
Rockefeller Capital Management
New York
$46K +$9.45K +357 +26%
CFB
32
Cullen/Frost Bankers
Texas
$36K – – –
TWM
33
Tradition Wealth Management
Minnesota
$36K +$1.2K +45 +3%
MSFP
34
Mark Sheptoff Financial Planning
Connecticut
$30K +$30K +1,100 New
JPMorgan Chase & Co
35
JPMorgan Chase & Co
New York
$27K – – –
HI
36
Harbour Investments
Wisconsin
$27K – – –
APA
37
American Portfolios Advisors
New York
$23.6K – – –
SPIA
38
Steward Partners Investment Advisory
New York
$20K +$654 +24 +3%
SSB
39
Sandy Spring Bank
Maryland
$10K – – –
GWM
40
Geneos Wealth Management
Colorado
$10K – – –
LWANC
41
Laurel Wealth Advisors (North Carolina)
North Carolina
$6K – – –
ASN
42
Advisory Services Network
Georgia
$6K +$6K +217 New
Bank of America
43
Bank of America
North Carolina
$5K – – –
CCM
44
Callodine Capital Management
Massachusetts
– -$2.7M -106,473 Closed
Truist Financial
45
Truist Financial
North Carolina
– -$1.65M -65,249 Closed
AIP
46
Ahrens Investment Partners
Louisiana
– -$1.07M -42,100 Closed
Marshall Wace
47
Marshall Wace
United Kingdom
– -$603K -23,832 Closed
California Public Employees Retirement System
48
California Public Employees Retirement System
California
– -$473K -18,700 Closed
WAM
49
WNY Asset Management
New York
– -$236K -9,350 Closed
IAIM
50
International Assets Investment Management
Florida
– -$217K -8,735 Closed
1
2
3