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Saratoga Investment

63 hedge funds and large institutions have $42.2M invested in Saratoga Investment in 2026 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 26 increasing their positions, 9 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

189% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 9

56% more call options, than puts

Call options by funds: $1.59M | Put options by funds: $1.02M

1.09% less ownership

Funds ownership: 12.96%11.87% (-1.1%)

11% less funds holding

Funds holding: 7163 (-8)

13% less capital invested

Capital invested by funds: $48.4M → $42.2M (-$6.26M)

47% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 15

Holders
63
Holders Change
-8
Holders Change %
-11.27%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
26
Reduced
9
Closed
15
Calls
$1.59M
Puts
$1.02M
Net Calls
+$571K
Net Calls Change
+$1.32M
Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
26
Cetera Investment Advisers
Illinois
$488K +$11K +476 +2%
PA
27
PFG Advisors
Arizona
$475K +$161 +7 +0%
HF
28
HRT Financial
New York
$470K +$495K +21,519 New
FFN
29
Focus Financial Network
Minnesota
$463K +$39.6K +1,721 +9%
VA
30
VestGen Advisors
Illinois
$426K +$443K +19,250 New
DADC
31
D.A. Davidson & Co
Montana
$400K +$2.51K +109 +0.6%
Ameriprise
32
Ameriprise
Minnesota
$397K -$1.09M -47,461 -72%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$393K +$12.8K +557 +3%
GG
34
Greenwood Gearhart
Arkansas
$389K +$410K +17,800 New
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$376K -$33.5K -1,455 -8%
SS
36
Sunbelt Securities
Texas
$300K
DTC
37
Davidson Trust Company
Washington
$241K
WS
38
Wedbush Securities
California
$234K
Janney Montgomery Scott
39
Janney Montgomery Scott
Pennsylvania
$224K +$236K +10,256 New
HighTower Advisors
40
HighTower Advisors
Illinois
$224K +$184 +8 +0.1%
XT
41
XTX Topco
Cayman Islands
$220K +$232K +10,079 New
SPIA
42
Steward Partners Investment Advisory
New York
$164K +$52.1K +2,265 +43%
JP Morgan Chase
43
JP Morgan Chase
New York
$150K
RFA
44
Register Financial Advisors
Georgia
$131K +$529 +23 +0.4%
ACM
45
Aquatic Capital Management
Illinois
$125K -$147K -6,376 -53%
DSC
46
Daytona Street Capital
Missouri
$50.4K
TCM
47
Triumph Capital Management
Colorado
$38.8K +$35.7K +1,550 +689%
IA
48
IFP Advisors
Florida
$21.9K
EWM
49
Evolution Wealth Management
Florida
$15.3K
BNP Paribas Financial Markets
50
BNP Paribas Financial Markets
France
$15K