PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

32 hedge funds and large institutions have $12.1M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
+1
Holders Change %
+3.23%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
9
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAN
Cetera Advisor Networks
California
+$277K
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$94.6K
3
SF
Synovus Financial
Georgia
+$64K
4
PWM
Perigon Wealth Management
California
+$40K
5
PAG
Private Advisor Group
New Jersey
+$37.9K

Top Sellers

1
SI
SII Investments
Wisconsin
-$135K
2
Morgan Stanley
Morgan Stanley
New York
-$80K
3
Fifth Third Bancorp
Fifth Third Bancorp
Ohio
-$71.8K
4
PI
Parkside Investments
Illinois
-$66.7K
5
CCM
Covington Capital Management
California
-$61.2K
Name Holding Trade Value Shares
Change 		Shares
Change %
AG
26
Advisor Group
Arizona
$50K +$24.7K +2,000 +97%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$43K -$586 -48 -1%
PWM
28
Perigon Wealth Management
California
$40K +$40K +3,290 New
FDCDDQ
29
Federation des caisses Desjardins du Quebec
Quebec, Canada
$31.7K – – –
RFWA
30
RPg Family Wealth Advisory
Massachusetts
$30.9K +$30.9K +2,520 New
GWM
31
Geneos Wealth Management
Colorado
$20K – – –
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$10K – – –
SI
33
SII Investments
Wisconsin
– -$135K -10,750 Closed
RPG
34
Risk Paradigm Group
Texas
– -$31.6K -2,520 Closed
Creative Planning
35
Creative Planning
Kansas
– -$26K -2,066 Closed
1
2