PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

31 hedge funds and large institutions have $9.6M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
+6
Holders Change %
+24%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
8
Reduced
6
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IA
IFP Advisors
Florida
$300K
2
Invesco
Invesco
Georgia
$177K
3
AIA
Allegis Investment Advisors
Idaho
$175K
4
Citigroup
Citigroup
New York
$249K
5
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
$145K

Top Sellers

1
Fifth Third Bancorp
Fifth Third Bancorp
Ohio
$1.89M
2
UBS Group
UBS Group
Switzerland
$50K
3
GC
Guggenheim Capital
Illinois
$492K
4
Bank of America
Bank of America
North Carolina
$75K
5
Morgan Stanley
Morgan Stanley
New York
$1.57M
Name Holding Trade Value Shares
Change 		Shares
Change %
RPG
26
Risk Paradigm Group
Texas
$28K – – –
Creative Planning
27
Creative Planning
Kansas
$23K – – –
AG
28
Advisor Group
Arizona
$23K – – –
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$22K – – –
GWM
30
Geneos Wealth Management
Colorado
$18K – – –
NFG
31
Next Financial Group
Texas
$2K – – –
1
2