PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

27 hedge funds and large institutions have $9.85M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2014 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 11 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
27
Holders Change
–
Holders Change %
0%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
3
Reduced
11
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
Wolverine Asset Management
Illinois
$191K
2
Bank of America
Bank of America
North Carolina
$267K
3
DADC
D.A. Davidson & Co
Montana
$205K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
$22K

Top Sellers

1
Wells Fargo
Wells Fargo
California
$737K
2
SIA
Sit Investment Associates
Minnesota
$445K
3
U
UBS
Switzerland
$108K
4
Morgan Stanley
Morgan Stanley
New York
$1.1M
5
CHA
Cedar Hill Associates
Illinois
$505K
Name Holding Trade Value Shares
Change 		Shares
Change %
FAM
26
Formidable Asset Management
Ohio
$6K – – –
NFG
27
Next Financial Group
Texas
$2K – – –
LWM
28
Lenox Wealth Management
Ohio
– -$38K -1,950 Closed
1
2