PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

27 hedge funds and large institutions have $11.9M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
27
Holders Change
+3
Holders Change %
+12.5%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
8
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$373K
2
Morgan Stanley
Morgan Stanley
New York
+$221K
3
Bank of America
Bank of America
North Carolina
+$121K
4
LPL Financial
LPL Financial
California
+$93.6K
5
MAS
Madden Advisory Services
Florida
+$70K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$1.53M
2
GC
Guggenheim Capital
Illinois
-$55.3K
3
SI
SII Investments
Wisconsin
-$42.3K
4
CHA
Cedar Hill Associates
Illinois
-$36K
5
VFS
VSR Financial Services
Kansas
-$15.6K
Name Holding Trade Value Shares
Change 		Shares
Change %
FAM
26
Formidable Asset Management
Ohio
$6K – – –
NFG
27
Next Financial Group
Texas
$2K +$2K +200 New
1
2