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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$34K +$33.2K +3,680 +4,779%
AG
27
Advisor Group
Arizona
$27K +$26.1K +2,900 +4,531%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$21K
TJHA
29
Thomas J. Herzfeld Advisors
Florida
$21K
BRC
30
Bell Rock Capital
Delaware
$20K
BC
31
Bartlett & Co
Ohio
$17K
BBPWM
32
Blue Bell Private Wealth Management
Pennsylvania
$15K
PA
33
Parallel Advisors
California
$14K
SWP
34
Stratos Wealth Partners
Ohio
$8K +$8.43K +936 New
VFA
35
Valeo Financial Advisors
Indiana
$7K +$7.17K +796 New
US Bancorp
36
US Bancorp
Minnesota
$6K
AIM
37
Anchor Investment Management
South Carolina
$4.51K
ADL
38
Asset Dedication LLC
California
$3K +$3K +333 New
IA
39
IFP Advisors
Florida
$2K
Northwestern Mutual Wealth Management
40
Northwestern Mutual Wealth Management
Wisconsin
$1K
CRC
41
Curi RMB Capital
Illinois
-$447K -50,038 Closed
SFS
42
Shaker Financial Services
Virginia
-$365K -40,894 Closed
WAM
43
Wolverine Asset Management
Illinois
-$247K -27,684 Closed
LCM
44
Landscape Capital Management
New Jersey
-$175K -19,560 Closed
NPC
45
National Planning Corporation
California
-$105K -11,760 Closed
PAG
46
Private Advisor Group
New Jersey
-$98K -11,000 Closed
Fifth Third Bancorp
47
Fifth Third Bancorp
Ohio
-$9K -1,006 Closed
TRCT
48
Tower Research Capital (TRC)
New York
-$2K -193 Closed