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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BRC
26
Bell Rock Capital
Delaware
$18K +$17.6K +2,225 New
BC
27
Bartlett & Co
Ohio
$16K
KT
28
Kanaly Trust
Texas
$16K
MFS
29
MSI Financial Services
Massachusetts
$12K
PA
30
Parallel Advisors
California
$12K +$11.9K +1,500 New
GAM
31
Gemmer Asset Management
California
$11K +$10.3K +1,300 New
US Bancorp
32
US Bancorp
Minnesota
$6K
SPIA
33
Steward Partners Investment Advisory
New York
$6K +$6.03K +761 New
AIM
34
Anchor Investment Management
South Carolina
$4.1K
AIS
35
Accurate Investment Solutions
Pennsylvania
$3K
IA
36
IFP Advisors
Florida
$2K
AG
37
Advisor Group
Arizona
$1K
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$1K +$611 +77 New
Northwestern Mutual Wealth Management
39
Northwestern Mutual Wealth Management
Wisconsin
$1K +$1.25K +158 New
RCM
40
Rivernorth Capital Management
Florida
-$2.82M -351,733 Closed
CRC
41
Curi RMB Capital
Illinois
-$193K -24,060 Closed
AA
42
AQR Arbitrage
Connecticut
-$86K -10,692 Closed
JFA
43
JNBA Financial Advisors
Minnesota
-$19K -2,356 Closed
S
44
SignatureFD
Georgia
-$19K -2,356 Closed
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
-$16K -2,000 Closed
KA
46
Klingman & Associates
New York
-$6K -767 Closed
CYG
47
Clean Yield Group
Vermont
-$6K -750 Closed
TRCT
48
Tower Research Capital (TRC)
New York
-$1K -145 Closed