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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WA
26
WFG Advisors
Texas
$96K +$8.58K +1,053 +10%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$95K
HK
28
Horizon Kinetics
New York
$93K
GHAM
29
Gilman Hill Asset Management
Connecticut
$89K +$88.2K +10,825 New
CAN
30
Cetera Advisor Networks
California
$87K +$85.8K +10,540 New
BC
31
Bartlett & Co
Ohio
$69K -$3.26K -400 -5%
AIG
32
American International Group
New York
$32.2K
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$28K
Fifth Third Bancorp
34
Fifth Third Bancorp
Ohio
$18K
TRCT
35
Tower Research Capital (TRC)
New York
$18K +$18K +2,216 +13,850%
KT
36
Kanaly Trust
Texas
$17K +$16.3K +2,000 New
BBPWM
37
Blue Bell Private Wealth Management
Pennsylvania
$14K +$13.6K +1,670 New
WEC
38
Winslow Evans & Crocker
Massachusetts
$12K +$12.2K +1,500 New
US Bancorp
39
US Bancorp
Minnesota
$6K
KFP
40
Keystone Financial Planning
Ohio
$3K +$2.86K +351 New
SFS
41
Shaker Financial Services
Virginia
-$2.52M -320,457 Closed
DA
42
Doliver Advisors
Texas
-$726K -92,261 Closed
WAM
43
Wolverine Asset Management
Illinois
-$199K -25,329 Closed
NPC
44
National Planning Corporation
California
-$93K -12,000 Closed
FAAS
45
First Allied Advisory Services
California
-$93K -11,577 Closed
Ameriprise
46
Ameriprise
Minnesota
-$14K -1,720 Closed
First Manhattan
47
First Manhattan
New York
-$6K -844 Closed