Oxford Lane Capital
OXLC
46 hedge funds and large institutions have $36.7M invested in Oxford Lane Capital in 2021 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 17 increasing their positions, 8 reducing their positions, and 16 closing their positions.
113% more repeat investments, than reductions
Existing positions increased: 17 | Existing positions reduced: 8
100% more funds holding in top 10
Funds holding in top 10: 1 → 2 (+1)
85% more capital invested
Capital invested by funds: $19.9M → $36.7M (+$16.8M)
0.44% more ownership
Funds ownership: 0.81% → 1.25% (+0.44%)
10% less funds holding
Funds holding: 51 → 46 (-5)
25% less first-time investments, than exits
New positions opened: 12 | Existing positions closed: 16
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
QGA
Q Global Advisors
Fort Worth,
Texas
|
+$11.1M |
| 2 |
LPL Financial
San Diego,
California
|
+$1.22M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$1.04M |
| 4 |
Morgan Stanley
New York
|
+$953K |
| 5 |
IFG
Independent Financial Group
San Diego,
California
|
+$753K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Invesco
Atlanta,
Georgia
|
-$1.21M |
| 2 |
KPWS
Kestra Private Wealth Services
Austin,
Texas
|
-$608K |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$497K |
| 4 |
VEA
Virtus ETF Advisers
New York
|
-$279K |
| 5 |
AIM
Aigen Investment Management
New York
|
-$213K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
KAS
51
Kestra Advisory Services
Austin,
Texas
| – | -$108K | -4,151 | Closed |
|
|
TC
52
TownSquare Capital
Provo,
Utah
| – | -$100K | -3,708 | Closed |
|
|
BAM
53
Belpointe Asset Management
Reno,
Nevada
| – | -$100K | -3,697 | Closed |
|
|
DIM
54
Delta Investment Management
San Francisco,
California
| – | -$83K | -3,091 | Closed |
|
55
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$79K | -2,934 | Closed |
|
|
EGM
56
Engineers Gate Manager
New York
| – | -$67K | -2,460 | Closed |
|
|
OBGC
57
O'Brien Greene & Co
Media,
Pennsylvania
| – | -$54K | -2,000 | Closed |
|
|
SL
58
Summitry LLC
Foster City,
California
| – | -$54K | -2,000 | Closed |
|
|
HFA
59
HC Financial Advisors
Lafayette,
California
| – | -$14K | -500 | Closed |
|
|
VFA
60
Valeo Financial Advisors
Carmel,
Indiana
| – | -$2K | -60 | Closed |
|
|
ASN
61
Advisory Services Network
Atlanta,
Georgia
| – | -$1K | -20 | Closed |
|
|
FCH
62
Freestone Capital Holdings
Seattle,
Washington
| – | -$295 | -11 | Closed |
|
OXLC Hedge Fund Activity: Q1 2021 in Review
46 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q1 2021, worth a combined $36.7M — up 85% from $19.9M a quarter earlier.
Sellers outnumbered buyers: 16 funds closed out of OXLC and 12 opened new positions — a net loss of 4 holders — while 8 trimmed existing stakes and 17 added.
The largest buyer was Q Global Advisors, opening a new position worth an estimated $11.1M. The largest seller was Invesco, exiting entirely with an estimated $1.21M sold.
- 46 institutional investors held Oxford Lane Capital (OXLC) as of Q1 2021, down from 51 in Q4 2020.
- Funds reported $36.7M of Oxford Lane Capital stock for Q1 2021, up 85% quarter-over-quarter.
- 12 funds opened new Oxford Lane Capital positions in Q1 2021 and 16 closed out, a net change of -4 holders.
- The largest Oxford Lane Capital buyer in Q1 2021 was Q Global Advisors, an estimated $11.1M added.
- The largest Oxford Lane Capital seller in Q1 2021 was Invesco, an estimated $1.21M sold.
Based on aggregated 13F filings for Q1 2021.