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OXLC

Oxford Lane Capital
OXLC

44 hedge funds and large institutions have $15.6M invested in Oxford Lane Capital in 2020 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 9 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 6

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

61% more capital invested

Capital invested by funds: $9.67M → $15.6M (+$5.93M)

22% more funds holding

Funds holding: 36 → 44 (+8)

0.23% more ownership

Funds ownership: 0.59% → 0.82% (+0.23%)

31% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 13

Holders
44
Holders Change
+8
Holders Change %
+22.22%
% of All Funds
0.89%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
15
Increased
9
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
EG
Enstar Group
Bermuda
+$2.53M
2
BAM
Belpointe Asset Management
Nevada
+$1.49M
3
VEA
Virtus ETF Advisers
New York
+$1,000K
4
Osaic Holdings
Osaic Holdings
Arizona
+$551K
5
Squarepoint
Squarepoint
New York
+$316K

Top Sellers

Rank Fund Capital Flow
1
QGA
Q Global Advisors
Texas
-$943K
2
Invesco
Invesco
Georgia
-$500K
3
UBS Group
UBS Group
Switzerland
-$260K
4
PP
Paloma Partners
Connecticut
-$234K
5
Citadel Advisors
Citadel Advisors
Florida
-$95K
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$64K +$62.6K +2,921 New
KM
27
Kalos Management
Georgia
$58K +$54.9K +2,565 New
KA
28
Kovack Advisors
Florida
$57K +$55.6K +2,595 New
Citigroup
29
Citigroup
New York
$54K – – –
DFG
30
Delphi Financial Group
Delaware
$53K -$83.5K -3,900 -62%
GWM
31
Geneos Wealth Management
Colorado
$50K +$19.3K +900 +60%
WA
32
Waddell & Associates
Tennessee
$46K +$44.9K +2,096 New
OBGC
33
O'Brien Greene & Co
Pennsylvania
$44K – – –
Wells Fargo
34
Wells Fargo
California
$34K +$4.26K +199 +15%
AIM
35
Aigen Investment Management
New York
$21K +$20K +933 New
HFA
36
HC Financial Advisors
California
$11K – – –
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$9K – – –
QT
38
Quantbot Technologies
New York
$5K +$5.33K +249 New
RMC
39
Resources Management Corp
Connecticut
$4K – – –
WEC
40
Winslow Evans & Crocker
Massachusetts
$4K – – –
ASN
41
Advisory Services Network
Georgia
$2K +$2.14K +100 New
FCH
42
Freestone Capital Holdings
Washington
$230 +$214 +10 New
Millennium Management
43
Millennium Management
New York
$72 +$70K +3,268 New
Koshinski Asset Management
44
Koshinski Asset Management
Illinois
$47 -$42.8K -2,000 -50%
PP
45
Paloma Partners
Connecticut
– -$234K -11,370 Closed
Citadel Advisors
46
Citadel Advisors
Florida
– -$95K -4,628 Closed
TRCT
47
Tower Research Capital (TRC)
New York
– -$14K -678 Closed
LFG
48
Larson Financial Group
Missouri
– -$6.19K -289 Closed
PAG
49
Private Advisor Group
New Jersey
– -$3K -127 Closed
CAN
50
Cetera Advisor Networks
California
– -$1K -40 Closed
1
2

OXLC Hedge Fund Activity: Q3 2020 in Review

44 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2020, worth a combined $15.6M — up 61% from $9.67M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new OXLC positions and 6 closed out — a net gain of 9 holders — while 9 added to existing stakes and 13 trimmed.

The largest buyer was Enstar Group, opening a new position worth an estimated $2.53M. The largest seller was Q Global Advisors, cutting an estimated $943K.

  • 44 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2020, up from 36 in Q2 2020.
  • Funds reported $15.6M of Oxford Lane Capital stock for Q3 2020, up 61% quarter-over-quarter.
  • 15 funds opened new Oxford Lane Capital positions in Q3 2020 and 6 closed out, a net change of +9 holders.
  • The largest Oxford Lane Capital buyer in Q3 2020 was Enstar Group, an estimated $2.53M added.
  • The largest Oxford Lane Capital seller in Q3 2020 was Q Global Advisors, an estimated $943K sold.

Based on aggregated 13F filings for Q3 2020.