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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
26
Creative Planning
Kansas
$216K +$124K +3,314 +137%
CDH
27
Charles D. Hyman
$215K -$3.75K -100 -2%
ICAS
28
Investors Capital Advisory Services
Massachusetts
$208K +$11.2K +300 +6%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$205K -$44.7K -1,193 -18%
Deutsche Bank
30
Deutsche Bank
Germany
$131K -$8.55K -228 -6%
Citigroup
31
Citigroup
New York
$117K -$1.35K -36 -1%
CA
32
Cetera Advisors
Colorado
$115K +$114K +3,048 New
PAG
33
Private Advisor Group
New Jersey
$111K
PMG
34
ProVise Management Group
Florida
$108K
DA
35
Doliver Advisors
Texas
$105K -$109K -2,918 -51%
RC
36
RegentAtlantic Capital
New Jersey
$39.6K +$39.4K +1,051 New
SF
37
Synovus Financial
Georgia
$30K +$862 +23 +3%
BRWA
38
B. Riley Wealth Advisors
Florida
$30K +$30.1K +803 New
RIA
39
Regal Investment Advisors
Michigan
$18K
PMFA
40
Plante Moran Financial Advisors
Michigan
$16K
CFG
41
CKW Financial Group
Hawaii
$15K
NFG
42
Next Financial Group
Texas
$13K -$5.21K -139 -28%
US Bancorp
43
US Bancorp
Minnesota
$13K
WA
44
WFG Advisors
Texas
$12K -$23.4K -625 -67%
NSIM
45
North Star Investment Management
Illinois
$12K
LFR
46
Lehman Financial Resources
Pennsylvania
$9K
Fifth Third Bancorp
47
Fifth Third Bancorp
Ohio
$9K +$9.37K +250 New
TCM
48
Tradewinds Capital Management
Washington
$6K
DADC
49
D.A. Davidson & Co
Montana
$3K +$112 +3 +4%
FWM
50
Focused Wealth Management
New York
$2K