Tradewinds Capital Management’s Virtus Convertible & Income Fund NCV Stock Holding History

Tradewinds Capital Management’s Portfolio NCV Stock Details NCV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-5	Closed	–	–	803
2021 Q1	$0	Hold	5	–	–	﹤0.01%	770
2020 Q4	$0	Hold	5	–	–	﹤0.01%	711
2020 Q3	$0	Hold	5	–	–	﹤0.01%	691
2020 Q2	$0	Hold	5	–	–	﹤0.01%	692
2020 Q1	$0	Buy	+5	New	+$105	﹤0.01%	707
2015 Q1	–	Sell	-169	Closed	-$6K	–	631
2014 Q4	$6K	Hold	169	–	–	﹤0.01%	439
2014 Q3	$6K	Hold	169	–	–	﹤0.01%	430
2014 Q2	$7K	Hold	169	–	–	0.01%	416
2014 Q1	$7K	Hold	169	–	–	0.01%	429
2013 Q4	$7K	Buy	+169	New	+$6.49K	0.01%	412

Other funds holding NCV

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bramshill Investments Naples, Florida $1.16B AUM 0.86% 1-Year Est. Return

Tradewinds Capital Management's NCV Position: Q2 2021 in Review

Tradewinds Capital Management sold out of Virtus Convertible & Income Fund (NCV) in Q2 2021, closing a stake of 5 shares.

Tradewinds Capital Management first reported a position in NCV in Q4 2013 and held it in 10 quarters. The position peaked at $7K in Q2 2014. 88 funds tracked by Wall St. Rank hold NCV as of Q2 2021.

Tradewinds Capital Management reported no remaining Virtus Convertible & Income Fund position as of Q2 2021 after selling out during the quarter.
Tradewinds Capital Management sold 5 Virtus Convertible & Income Fund shares in Q2 2021.
Tradewinds Capital Management first reported a position in Virtus Convertible & Income Fund in Q4 2013 and held it in 10 quarters.
Tradewinds Capital Management's Virtus Convertible & Income Fund position peaked at $7K in Q2 2014.
88 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund as of Q2 2021.

Based on Tradewinds Capital Management's 13F filing for Q2 2021, filed 30 Jul 2021.