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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AIG
26
American International Group
New York
$159K -$194K -4,823 -55%
Creative Planning
27
Creative Planning
Kansas
$134K +$2.5K +62 +2%
ICAS
28
Investors Capital Advisory Services
Massachusetts
$134K +$132K +3,275 New
PAG
29
Private Advisor Group
New Jersey
$121K -$164K -4,062 -58%
NES
30
New England Securities
New York
$47K
WA
31
WFG Advisors
Texas
$41K +$12.3K +306 +44%
Deutsche Bank
32
Deutsche Bank
Germany
$37K
US Bancorp
33
US Bancorp
Minnesota
$35K
SF
34
Synovus Financial
Georgia
$30K +$805 +20 +3%
FMP
35
Financial Management Professionals
Texas
$22K
RFA
36
Reilly Financial Advisors
California
$21K +$20.3K +505 New
RIA
37
Regal Investment Advisors
Michigan
$19K
NSIM
38
North Star Investment Management
Illinois
$13K +$13.1K +325 New
LFR
39
Lehman Financial Resources
Pennsylvania
$10K
MIM
40
Macroview Investment Management
Maryland
$10K
TCM
41
Tradewinds Capital Management
Washington
$7K
1IC
42
1919 Investment Counsel
Maryland
$4K
DADC
43
D.A. Davidson & Co
Montana
$3K -$8.13K -202 -73%
WEC
44
Winslow Evans & Crocker
Massachusetts
$2.05K
PSUF
45
People's United Financial
Connecticut
$2K
SG Americas Securities
46
SG Americas Securities
New York
-$1.08M -27,805 Closed
B
47
Baird
Wisconsin
-$568K -14,615 Closed
CA
48
Cetera Advisors
Colorado
-$99K -2,551 Closed
WS
49
Wedbush Securities
California
-$97K -2,500 Closed
BRWA
50
B. Riley Wealth Advisors
Florida
-$47K -1,223 Closed