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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
RIA
126
Regal Investment Advisors
Michigan
$2.6M +$82.7K +1,725 +3%
CPIA
127
Cornell Pochily Investment Advisors
New York
$2.58M -$121K -2,531 -4%
AWA
128
Arete Wealth Advisors
Illinois
$2.57M -$46.4K -969 -2%
Rockefeller Capital Management
129
Rockefeller Capital Management
New York
$2.53M +$159K +3,309 +7%
VCM
130
Virtue Capital Management
Tennessee
$2.5M +$1.05M +21,839 +71%
FF
131
Friedenthal Financial
New Jersey
$2.39M +$30.7K +641 +1%
RA
132
RFG Advisory
Alabama
$2.38M -$2.63M -54,923 -52%
WI
133
Wintrust Investments
Illinois
$2.38M +$56.3K +1,174 +2%
CWA
134
Centennial Wealth Advisory
Michigan
$2.35M -$12.4K -258 -0.5%
Bank of New York Mellon
135
Bank of New York Mellon
New York
$2.33M +$229K +4,780 +11%
CPIG
136
Chicago Partners Investment Group
Illinois
$2.25M -$488K -10,184 -18%
NW
137
NewEdge Wealth
Pennsylvania
$2.21M +$1.87M +39,043 +527%
FHB
138
First Hawaiian Bank
Hawaii
$2.18M – – –
BFG
139
Beacon Financial Group
Texas
$2.16M -$249K -5,193 -10%
WAP
140
Wealthcare Advisory Partners
Pennsylvania
$2.12M -$37.1K -775 -2%
FPWM
141
FSB Premier Wealth Management
Iowa
$2.09M +$24.4K +510 +1%
Mercer Global Advisors
142
Mercer Global Advisors
Colorado
$2.09M -$2.17M -45,369 -51%
CA
143
Cetera Advisors
Colorado
$2.08M -$1.65M -34,522 -44%
SWM
144
Stockman Wealth Management
Montana
$2.06M -$483K -10,072 -19%
WE
145
Wealth Effects
Massachusetts
$2.05M -$1.5M -31,332 -42%
ECA
146
Elevated Capital Advisors
Utah
$2.05M +$421K +8,787 +26%
WA
147
Win Advisors
Florida
$2.01M +$2.51M +52,321 New
BWM
148
BerganKDV Wealth Management
Minnesota
$1.93M -$59.5K -1,241 -3%
LWM
149
Laidlaw Wealth Management
New York
$1.93M +$9.15K +191 +0.5%
SAS
150
Sage Advisory Services
Texas
$1.92M +$1.93M +40,254 New