Rockefeller Capital Management’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Rockefeller Capital Management’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$16.5M	Buy	332,148 +13,708	+4%	+$684K	0.03%	546
2026 Q1	$15.9M	Buy	318,440 +4,401	+1%	+$221K	0.03%	516
2025 Q4	$15.7M	Buy	314,039 +59,371	+23%	+$2.97M	0.03%	503
2025 Q3	$12.7M	Buy	254,668 +4,815	+2%	+$238K	0.02%	562
2025 Q2	$12.3M	Buy	249,853 +575	+0.2%	+$28.1K	0.03%	554
2025 Q1	$12.3M	Buy	249,278 +121,372	+95%	+$5.93M	0.03%	510
2024 Q4	$6.23M	Buy	127,906 +7,981	+7%	+$390K	0.02%	663
2024 Q3	$5.93M	Sell	119,925 -2,220	-2%	-$109K	0.02%	666
2024 Q2	$5.87M	Buy	122,145 +342	+0.3%	+$16.4K	0.02%	644
2024 Q1	$5.88M	Sell	121,803 -19,374	-14%	-$934K	0.02%	643
2023 Q4	$6.82M	Buy	141,177 +55,243	+64%	+$2.62M	0.02%	559
2023 Q3	$4.06M	Buy	85,934 +32,863	+62%	+$1.56M	0.02%	621
2023 Q2	$2.53M	Buy	53,071 +3,309	+7%	+$159K	0.01%	771
2023 Q1	$2.38M	Sell	49,762 -23,012	-32%	-$1.1M	0.01%	759
2022 Q4	$3.45M	Buy	72,774 +38,500	+112%	+$1.82M	0.02%	603
2022 Q3	$1.62M	Sell	34,274 -4,056	-11%	-$196K	0.01%	832
2022 Q2	$1.85M	Sell	38,330 -9,780	-20%	-$475K	0.01%	791
2022 Q1	$2.35M	Buy	48,110 +1,361	+3%	+$67.4K	0.01%	752
2021 Q4	$2.34M	Buy	46,749 +163	+0.3%	+$8.19K	0.01%	748
2021 Q3	$2.36M	Sell	46,586 -95,689	-67%	-$4.86M	0.01%	712
2021 Q2	$7.24M	Buy	142,275 +69,142	+95%	+$3.53M	0.04%	361
2021 Q1	$3.73M	Buy	73,133 +294	+0.4%	+$15.1K	0.03%	429
2020 Q4	$3.75M	Sell	72,839 -14,777	-17%	-$762K	0.03%	375
2020 Q3	$4.53M	Buy	87,616 +30,412	+53%	+$1.57M	0.04%	287
2020 Q2	$2.96M	Buy	+57,204	New	+$2.95M	0.03%	323

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $103B AUM 28.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Rockefeller Capital Management's LMBS Position: Q2 2026 in Review

Rockefeller Capital Management increased its First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) stake by 4.3% in Q2 2026, buying an estimated $684K and bringing the position to 332,148 shares worth $16.5M. The position accounts for 0.03% of the portfolio, ranked #546.

Rockefeller Capital Management first reported a position in LMBS in Q2 2020 and has held it in 25 quarters since. 453 funds tracked by Wall St. Rank hold LMBS as of Q2 2026.

Rockefeller Capital Management held 332,148 shares of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $16.5M as of Q2 2026.
Rockefeller Capital Management bought 13,708 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q2 2026, an estimated $684K.
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF made up 0.03% of Rockefeller Capital Management's portfolio in Q2 2026, its #546 holding.
Rockefeller Capital Management first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q2 2020 and has held it in 25 quarters since.
453 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.