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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Name Holding Trade Value Shares
Change 		Change in
Stake
NFG
126
Next Financial Group
Texas
$3.65M +$428K +8,302 +13%
NWS
127
Newport Wealth Strategies
California
$3.63M – – –
NA
128
NewEdge Advisors
Louisiana
$3.62M +$1.45M +28,111 +67%
CPIG
129
Chicago Partners Investment Group
Illinois
$3.35M +$333K +6,459 +11%
IDA
130
Intelligence Driven Advisers
California
$3.32M +$3.33M +64,484 New
APA
131
American Portfolios Advisors
New York
$3.26M -$50.3K -975 -2%
TC
132
TownSquare Capital
Utah
$3.23M +$743K +14,410 +104%
CPIA
133
Cornell Pochily Investment Advisors
New York
$3.19M +$635K +12,305 +25%
GM
134
GeoWealth Management
Illinois
$2.93M -$138K -2,667 -4%
RIA
135
Regal Investment Advisors
Michigan
$2.93M +$2.93M +56,884 New
CA
136
Cetera Advisors
Colorado
$2.8M +$459K +8,899 +20%
BFEC
137
Benjamin F. Edwards & Company
Missouri
$2.78M +$118K +2,286 +4%
CFGS
138
Concourse Financial Group Securities
Alabama
$2.66M +$449K +8,714 +20%
CA
139
Cambridge Advisors
Nebraska
$2.64M -$104K -2,013 -4%
22CM
140
20/20 Capital Management
California
$2.59M -$2.14M -41,439 -45%
TWM
141
TriaGen Wealth Management
California
$2.55M +$2.56M +49,559 New
FHB
142
First Hawaiian Bank
Hawaii
$2.4M +$1.09M +21,100 +82%
TCWM
143
Total Clarity Wealth Management
Illinois
$2.37M +$113K +2,198 +5%
FPWM
144
FSB Premier Wealth Management
Iowa
$2.33M +$2.34M +45,351 New
FA
145
FMA Advisory
Pennsylvania
$2.32M -$76.8K -1,490 -3%
FFN
146
Focus Financial Network
Minnesota
$2.27M -$3.96M -76,696 -64%
MI
147
Moneywise Inc
Virginia
$2.19M +$7.74K +150 +0.4%
KA
148
Kovack Advisors
Florida
$2.19M +$219K +4,239 +11%
SWAG
149
Spectrum Wealth Advisory Group
California
$2.16M -$1.4M -27,107 -39%
KWM
150
Kingsview Wealth Management
Oregon
$2.16M +$64K +1,241 +3%
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