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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.45B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
126	SWM 126 SeaCrest Wealth Management Purchase, New York	$35K	+$153	+3	+0.4%
127	TFA 127 Transamerica Financial Advisors St. Petersburg, Florida	$31K	-$306K	-5,977	-91%
128	AA 128 AlphaMark Advisors Ft. Wright, Kentucky	$25K	–	–	–
129	WAP 129 Wealthcare Advisory Partners West Chester, Pennsylvania	$25K	–	–	–
130	AAP 130 Arax Advisory Partners Denver, Colorado	$24K	+$24.5K	+480	New
131	QCIG 131 Quad-Cities Investment Group Davenport, Iowa	$22K	-$3.02K	-59	-12%
132	ASN 132 Advisory Services Network Atlanta, Georgia	$21K	–	–	–
133	TFS 133 TrustCore Financial Services Brentwood, Tennessee	$21K	+$20.6K	+403	New
134	LFG 134 LifePlan Financial Group Dayton, Ohio	$20K	+$19.8K	+387	New
135	135 PNC Financial Services Group Pittsburgh, Pennsylvania	$19K	-$114K	-2,220	-86%
136	GRP 136 Global Retirement Partners San Rafael, California	$19K	+$7.41K	+145	+63%
137	137 CAPTRUST Financial Advisors Raleigh, North Carolina	$15K	+$15.3K	+300	New
138	138 William Blair & Company Chicago, Illinois	$7K	–	–	–
139	ME 139 McIlrath & Eck Arlington, Washington	$6K	–	–	–
140	AF 140 Advisornet Financial Minnetonka, Minnesota	$5K	-$6.08K	-119	-55%
141	DAM 141 Delta Asset Management Memphis, Tennessee	$4K	–	–	–
142	MWPCG 142 Measured Wealth Private Client Group Portsmouth, New Hampshire	$4K	+$3.58K	+70	New
143	TC 143 Trilogy Capital Irvine, California	$2K	+$1.58K	+31	New
144	VFA 144 Valeo Financial Advisors Carmel, Indiana	$1K	–	–	–
145	145 M&T Bank Buffalo, New York	–	-$259K	-5,067	Closed
146	146 Baird Financial Group Milwaukee, Wisconsin	–	-$247K	-4,819	Closed
147	RIA 147 Regal Investment Advisors Kentwood, Michigan	–	-$207K	-4,053	Closed
148	B 148 Bridgeworth Birmingham, Alabama	–	-$135K	-2,656	Closed
149	IWP 149 Icon Wealth Partners Houston, Texas	–	-$84K	-1,633	Closed
150	150 SEI Investments Oaks, Pennsylvania	–	-$3K	-56	Closed