SeaCrest Wealth Management’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

SeaCrest Wealth Management’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-5,069	Closed	-$250K	–	660
2025 Q2	$250K	Hold	5,069	–	–	0.03%	505
2025 Q1	$249K	Hold	5,069	–	–	0.03%	550
2024 Q4	$247K	Buy	+5,069	New	+$248K	0.03%	558
2022 Q4	–	Sell	-4,973	Closed	-$235K	–	655
2022 Q3	$235K	Sell	4,973 -3,938	-44%	-$190K	0.04%	497
2022 Q2	$430K	Hold	8,911	–	–	0.05%	369
2022 Q1	$436K	Hold	8,911	–	–	0.05%	398
2021 Q4	$445K	Sell	8,911 -900	-9%	-$45.2K	0.05%	391
2021 Q3	$496K	Buy	9,811 +1,619	+20%	+$82.2K	0.06%	345
2021 Q2	$417K	Buy	+8,192	New	+$418K	0.05%	393
2019 Q2	–	Sell	-624	Closed	-$32K	–	1260
2019 Q1	$32K	Hold	624	–	–	0.01%	1088
2018 Q4	$32K	Sell	624 -68	-10%	-$3.46K	0.01%	1054
2018 Q3	$35K	Buy	692 +3	+0.4%	+$153	0.01%	1150
2018 Q2	$35K	Buy	+689	New	+$35.3K	0.01%	1128

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

SeaCrest Wealth Management's LMBS Position: Q3 2025 in Review

SeaCrest Wealth Management sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q3 2025, closing a stake of 5,069 shares — an estimated $250K sold.

SeaCrest Wealth Management first reported a position in LMBS in Q2 2018 and held it in 13 quarters. The position peaked at $496K in Q3 2021. 399 funds tracked by Wall St. Rank hold LMBS as of Q3 2025.

SeaCrest Wealth Management reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q3 2025 after selling out during the quarter.
SeaCrest Wealth Management sold 5,069 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q3 2025, an estimated $250K.
SeaCrest Wealth Management first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q2 2018 and held it in 13 quarters.
SeaCrest Wealth Management's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $496K in Q3 2021.
399 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q3 2025.

Based on SeaCrest Wealth Management's 13F filing for Q3 2025, filed 13 Nov 2025.