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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.45B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
26	IA 26 IFP Advisors Tampa, Florida	$6.39M	+$452K	+8,837	+8%
27	27 Citigroup New York	$6.23M	+$80.1K	+1,566	+1%
28	EIA 28 Eldridge Investment Advisors Manchester, New Hampshire	$5.96M	-$1.22M	-23,924	-17%
29	29 Envestnet Asset Management Chicago, Illinois	$5.77M	+$2.06M	+40,376	+55%
30	30 Commonwealth Equity Services Waltham, Massachusetts	$5.29M	+$1.07M	+20,836	+25%
31	31 HighTower Advisors Chicago, Illinois	$5.09M	+$490K	+9,586	+11%
32	BTS 32 BB&T Securities Richmond, Virginia	$5.09M	+$404K	+7,904	+9%
33	SIM 33 SSI Investment Management Los Angeles, California	$4.92M	–	–	–
34	BFG 34 Barber Financial Group Lenexa, Kansas	$4.82M	+$472K	+9,230	+11%
35	35 Janney Montgomery Scott Philadelphia, Pennsylvania	$4.82M	+$386K	+7,549	+9%
36	AG 36 Advisor Group Phoenix, Arizona	$4.46M	+$1.55M	+30,353	+53%
37	KCM 37 Karp Capital Management Sausalito, California	$4.16M	+$805K	+15,740	+24%
38	CCG 38 Cypress Capital Group Palm Beach, Florida	$3.81M	+$956K	+18,705	+33%
39	SWP 39 Stratos Wealth Partners Beachwood, Ohio	$3.27M	+$200K	+3,920	+7%
40	SCA 40 Snowden Capital Advisors New York	$3.18M	-$47.9K	-937	-1%
41	OMC 41 Old Mission Capital Chicago, Illinois	$3.13M	+$2.76M	+54,024	+723%
42	FAAS 42 First Allied Advisory Services San Diego, California	$2.88M	+$243K	+4,745	+9%
43	TCM 43 TD Capital Management Memphis, Tennessee	$2.84M	+$2.85M	+55,776	New
44	FHC 44 First Heartland Consultants Lake St. Louis, Missouri	$2.75M	-$833K	-16,284	-23%
45	GWM 45 Geneos Wealth Management Englewood, Colorado	$2.71M	+$31.5K	+617	+1%
46	MIFH 46 Migdal Insurance & Financial Holdings Petach Tikva, Israel	$2.66M	+$286K	+5,603	+12%
47	CAN 47 Cetera Advisor Networks El Segundo, California	$2.36M	+$987K	+19,310	+72%
48	RIS 48 Retirement Income Solutions Ann Arbor, Michigan	$2.24M	+$246K	+4,806	+12%
49	49 US Bancorp Minneapolis, Minnesota	$2.15M	+$2.14M	+41,914	+20,957%
50	DADC 50 D.A. Davidson & Co Great Falls, Montana	$2.12M	+$849K	+16,601	+67%