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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Name Holding Trade Value Shares
Change 		Change in
Stake
SIS
401
Sound Income Strategies
Florida
$19 – – –
AFA
402
Alpha Financial Advisors
North Carolina
– -$5.18M -105,213 Closed
VWA
403
Visionary Wealth Advisors
Illinois
– -$3.85M -78,056 Closed
AAP
404
Arax Advisory Partners
Colorado
– -$3.64M -73,950 Closed
FAIM
405
Financial Advocates Investment Management
Washington
– -$2.99M -60,687 Closed
Goldman Sachs
406
Goldman Sachs
New York
– -$2.71M -54,953 Closed
Jane Street
407
Jane Street
New York
– -$890K -18,058 Closed
Susquehanna International Group
408
Susquehanna International Group
Pennsylvania
– -$797K -16,186 Closed
VBFG
409
Vishria Bird Financial Group
Tennessee
– -$746K -15,137 Closed
OMC
410
Old Mission Capital
Illinois
– -$582K -11,814 Closed
MWM
411
Mattern Wealth Management
Kansas
– -$566K -11,500 Closed
GS
412
GTS Securities
Florida
– -$489K -9,931 Closed
TL
413
Tradewinds LLC
North Carolina
– -$432K -8,762 Closed
SIG
414
Sargent Investment Group
Maryland
– -$407K -8,220 Closed
Betterment LLC
415
Betterment LLC
New York
– -$329K -6,674 Closed
GPW
416
Gentry Private Wealth
Kansas
– -$323K -6,561 Closed
KCFA
417
Key Client Fiduciary Advisors
New Jersey
– -$322K -6,540 Closed
HA
418
Herold Advisors
New York
– -$286K -5,812 Closed
CFS
419
Commonwealth Financial Services
West Virginia
– -$267K -5,414 Closed
MMA
420
Miracle Mile Advisors
California
– -$257K -5,221 Closed
SWM
421
SeaCrest Wealth Management
New York
– -$250K -5,069 Closed
HSA
422
HBK Sorce Advisory
Pennsylvania
– -$246K -4,995 Closed
QCIG
423
Quad-Cities Investment Group
Iowa
– -$242K -4,904 Closed
FIM
424
Freedom Investment Management
Connecticut
– -$230K -4,669 Closed
SEIA
425
Signature Estate & Investment Advisors
California
– -$227K -4,618 Closed
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17
18