Herold Advisors’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Herold Advisors’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-5,812	Closed	-$286K	–	289
2025 Q2	$286K	Sell	5,812 -3,663	-39%	-$179K	0.06%	246
2025 Q1	$466K	Sell	9,475 -1,766	-16%	-$86.3K	0.1%	185
2024 Q4	$547K	Sell	11,241 -29	-0.3%	-$1.42K	0.12%	177
2024 Q3	$557K	Buy	11,270 +1,286	+13%	+$62.9K	0.12%	179
2024 Q2	$480K	Sell	9,984 -26	-0.3%	-$1.25K	0.11%	185
2024 Q1	$483K	Buy	10,010 +829	+9%	+$40K	0.12%	181
2023 Q4	$444K	Buy	9,181 +21	+0.2%	+$996	0.12%	171
2023 Q3	$433K	Hold	9,160	–	–	0.13%	172
2023 Q2	$437K	Buy	+9,160	New	+$439K	0.13%	165
2022 Q2	–	Sell	-3,100	Closed	-$152K	–	452
2022 Q1	$152K	Buy	+3,100	New	+$154K	0.05%	233
2021 Q4	–	Sell	-2,900	Closed	-$146K	–	440
2021 Q3	$146K	Buy	+2,900	New	+$147K	0.06%	235

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Herold Advisors's LMBS Position: Q3 2025 in Review

Herold Advisors sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q3 2025, closing a stake of 5,812 shares — an estimated $286K sold.

Herold Advisors first reported a position in LMBS in Q3 2021 and held it in 11 quarters. The position peaked at $557K in Q3 2024. 398 funds tracked by Wall St. Rank hold LMBS as of Q3 2025.

Herold Advisors reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q3 2025 after selling out during the quarter.
Herold Advisors sold 5,812 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q3 2025, an estimated $286K.
Herold Advisors first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q3 2021 and held it in 11 quarters.
Herold Advisors's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $557K in Q3 2024.
398 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q3 2025.

Based on Herold Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.